Financial Regulatory Advisor

Compliance Auditor Job Description:This role involves conducting reviews of registered branch locations across Canada, ensuring compliance with Investia's policies and procedures and regulatory requirements.Responsibilities and Qualifications:At least 3-5 years experience with CIRO registrant audit functionsStrong knowledge of the mutual fund industry,...

Stacy Brooks is#hiring. If you or anyone you know maybe interested in having a confidential conversation#contactme: stacy.brooks@capital-markets-advisors.com. Please like and share within your network.Position Overview: Financial Advisor/Planner – Growth and Equity Partnership OpportunityCapital Markets Advisors (CMA) is boutique Consultancy & Recruiting...

Stacy Brooks is#hiring. If you or anyone you know maybe interested in having a confidential conversation#contactme: stacy.brooks@capital-markets-advisors.com. Please like and share within your network.Position Overview: Financial Advisor/Planner – Growth and Equity Partnership OpportunityCapital Markets Advisors (CMA) is boutique Consultancy & Recruiting...

**Role Overview:**We are seeking an experienced Financial Planning Expert Advisor to collaborate with our retail operations and business leadership in identifying, designing, implementing, and evaluating learning solutions that enhance sales performance and support the achievement of strategic goals.This role serves as a trusted advisor, forming strategic...

Raymond James Independent Financial Services is seeking a full-time Financial Advisor. Raymond James Ltd. is one of Canada's leading independent investment dealers offering high quality investment services to Canadians seeking customized solutions to their wealth management needs.This position demands a confident personality with a proven sales ability. The...

- Office: 988 Broadway West- Other Possible Location(s): Calgary, Alberta- Job category: Direct Sales - Generalist / Multiple DisciplinesAre you passionate about nurturing relationships with Advisors and providing exceptional client experience? We are looking for a Regional Vice-President, Advisor Relationships who will be responsible for managing...

Your Key ResponsibilitiesAs an Environmental Compliance and Regulatory Advisor at Pomerleau Construction, you will play a critical role in ensuring our projects comply with all relevant environmental regulations and laws. Your primary responsibilities will include:* Navigating complex regulatory requirements to secure environmental permits and...

Job OverviewWe are seeking a skilled and experienced Financial Planner to join our team. As a key member of our sales force, you will be responsible for providing expert financial advice and guidance to clients.Your primary goal will be to deliver exceptional customer service by understanding their needs and providing tailored solutions that meet their...

Job OverviewThe role of Registered Plans Associate at Raymond James is a dynamic opportunity to contribute to the growth and success of our organization. As a key member of our team, you will be responsible for administering various tasks related to registered plans products, including processing transactions in registered plans.Key Responsibilities-...

Key ResponsibilitiesAs an Insurance Advisor, you will be responsible for:Managing a high-volume contact centre environmentProviding exceptional customer service through proactive communication and problem-solvingMeeting or exceeding sales targets while maintaining a focus on customer needsCollaborating with cross-functional teams to resolve complex customer...

Job descriptionPosition: Lead Financial AdvisorWHO WE AREOcean 6 is a place where bold new ideas change the world of finance. Our team empowers successful business owners to organize and clarify their financial future. Ocean 6 is A new world of wealth.To join our close-knit, entrepreneurial team, attitude is everything. Tasks and duties of the role can be...

At Raymond James, we foster a collaborative work environment where professionals like you can thrive.As a Registered Plans Associate, you will play a crucial role in the administration of various tasks involving registered plans products. This includes processing transactions in registered plans such as RRSPs, RESPs, RRIFs, LIFs, TFSAs, LIRAs and FHSAs, as...

Financial Services Coordinator This is a dynamic role that requires exceptional organizational skills and attention to detail. As a Financial Services Coordinator, you will provide administrative support to our advisors and clients, ensuring timely and accurate completion of tasks. Key Responsibilities: Process new business applications for life insurance...

The role of Senior Financial Operations Lead at Nicola Wealth Management Ltd. is a key position that oversees the preparation and analysis of financial statements and other monthly reports, ensuring accuracy and compliance with corporate policies, regulatory and IFRS requirements. The ideal candidate will have extensive leadership experience and be...

Job Overview:Raymond James Financial is a leading investment dealer offering high-quality investment products and services. As a Registered Plans Associate, you will be responsible for various administrative tasks relating to registered plans.About the Role:The successful candidate will work closely with financial advisors, sales assistants, and internal...

About the CompanyAt BlueShore Financial, we strive to create a workplace culture of openness, empowerment, trust, and passion. We believe in being curious, asking questions, and seeking to understand and embrace our differences.Job Description:This role serves as a trusted advisor, forming strategic partnerships to design curriculum and facilitate...

About Western Financial Group:Career Opportunities: Insurance Advisor (81185)Western Financial Group is a leading provider of insurance solutions in Canada. Our company is dedicated to delivering exceptional customer service and building long-term relationships with our clients. As an Insurance Advisor, you will play a critical role in achieving our goals...

Job Description - Financial Accountant (2500239)At Raymond James,wedevelop,wecollaborate,wedecide,wedeliver, andweimprove together.Raymond James Ltd. is Canada's leading independent investment dealer offering high-quality investment products and services to Canadians seeking customized solutions to their wealth management needs.How does the role impact the...

Company Overview:Raymond James Ltd. is a leading independent investment dealer that offers high-quality investment products and services to Canadians seeking customized solutions to their wealth management needs.We are committed to providing exceptional client experiences and supporting our financial advisors in delivering value-added services to their...

Role SummaryThis Registered Plans Associate role at Raymond James is focused on delivering exceptional customer service and supporting the growth of our organization. As a key member of our team, you will be responsible for processing transactions in registered plans, providing support to financial advisors and internal teams, and maintaining departmental...