Strategic Investment and Compliance Director

1 month ago

Old Toronto, Canada Bankonloop Full time

Join Bankonloop, a leading FinTech company in Toronto.

We're looking for an experienced professional to lead our investment and compliance functions. As a key member of our team, you will be responsible for managing our investment products, maintaining and building new product offerings, and overseeing our capital raising strategies.

This role requires a deep understanding of portfolio management and compliance with regulatory requirements across the Canadian payments and investment landscape. You will work closely with our risk and operations teams to provide direction and guidance on product offerings and compliance matters.

Key Responsibilities:

  • Compliance:
  • Lead the development, implementation, and maintenance of our compliance program.
  • Ensure compliance with all relevant regulations applicable to our business, including Retail Payment Activities Act (RPAA), FINTRAC and Proceeds of Crime (Money Laundering) & Terrorist Financing Act (PCMLTFA), Lending Regulation, and Privacy Law (PIPEDA).
  • Draft, review, maintain, and ensure the implementation of all compliance and risk-related policies and procedures.
  • Prepare and submit regulatory filings and reports to relevant authorities as necessary.
  • Conduct regular compliance audits and risk assessments to identify potential risks across all business functions.
  • Investigate, maintain records of, and resolve compliance issues and incidents.
  • Develop, test, and maintain incident and crisis management plans.
  • Stay updated on regulatory changes and industry best practices.
  • Work with the product team to identify compliance requirements for new proposed offerings.
  • Provide expert advice to our Leadership team and board on compliance and risk matters.
  • Serve as the liaison with regulatory bodies, external auditors, bank partners, and government officials.
  • Investment Management:
  • Help us obtain registration as a registered Portfolio Manager, acting as the registered PM and CCO.
  • Develop and implement investment strategies that align with our objectives and client needs.
  • Oversee the portfolio management function to ensure optimal performance and risk management.
  • Conduct regular portfolio reviews and performance analysis.
  • Stay abreast of market trends, economic conditions, and regulatory changes impacting investment strategies.
  • Work with the product team to build investment opportunities for clients through our product.

About You:

  • A minimum of 5 years of experience in compliance and portfolio management roles within the financial services industry.
  • Proficiency in portfolio management and financial analysis.
  • In-depth knowledge of regulatory requirements across the Canadian payments and investment landscape.
  • Experience working in fast-paced, agile startup environments.
  • Ability to manage multiple priorities concurrently.

What We Offer:

  • An estimated salary range of CAD $140,000 - $180,000 annually, commensurate with experience.
  • Enrollment in group health benefits after the probation period.

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