Lead Auditor

1 month ago

Montreal, Quebec, Canada Crédit Agricole CIB Full time

Job Description

Business Type

Types of Jobs - General Inspection / Audit

Job Title

Lead Auditor - Model - Vice President

Contract Type

Permanent Contract

Management Position

No

Job Summary

Summary of the Position:

The Lead Auditor conducts audit assignments from planning to reporting. This includes an assessment of the audited activity, the performance of tests, analysis and controls and the issuance of recommendations. The person is responsible for the consistency and comprehensiveness of the audit deliverables and, under the supervision of the Risk Management Audit Supervisor and the Local Team Leader, for drafting the debriefing presentation to management and the final report. The person usually may lead a team of several auditors. The person will also perform some controls.

The person generally, but not exclusively, supervises audit assignments that have a focus on model risks. The person provides support to other IGE Managers for assignments where model risks expert knowledge and competencies are needed. The person monitors the proper implementation of recommended corrective actions addressing these risks.

Key Responsibilities:

Conduct of Assignment

To assess the risks of the audited activities and to validate the related control environment for its design and operating effectiveness

To review and challenge the processes and controls in view of their respective purpose and mandates as well as the related risks, relying on fact-based and documented audit works

To verify the audited unit's compliance with internal policies and procedures and the applicable laws and regulations

To monitor the fieldwork carried out by the team and to adjust the fields of audit to the risks identified,

To maintain close communication with the Audit Manager / Head of Local Audit/ Regional Supervisor on audit progress following the pre-set timeframe

To notify immediately the Audit Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance, etc.) identified during the audit review and comply with any escalation policy in the bank

To manage and organize interviews, debriefing meetings of conclusions with Management impacted by the audit

To follow up, review and finalize with Management on response to the draft audit report and prepare for the final audit report publication

To ensure that audit deliverables are in adherence to the IGE/IGL Methodologies as per the Audit Charter

IGE Continuous Improvement Program / Transversal Topics

Contribute to the on-going development of IGE's knowledge and expertise on model risks, including regulations and guidelines (regulatory watch), auditing standards and best practices; attend industry or CA group events to keep abreast of relevant developments in capital markets and market risk management
- Proactively monitor the evolution of relevant strategies, projects, policies and procedures, changes in organisation, process and/or systems implemented in the CA group and in CACIB to manage and mitigate model risks
- Nurture and disseminate model risks understanding and relevant knowledge among auditors

Supplementary Information

IGE Continuous Improvement Program / Transversal Topics

Contribute to the on-going development of IGE's knowledge and expertise on model risks, including regulations and guidelines (regulatory watch), auditing standards and best practices; attend industry or CA group events to keep abreast of relevant developments in capital markets and market risk management
- Proactively monitor the evolution of relevant strategies, projects, policies and procedures, changes in organisation, process and/or systems implemented in the CA group and in CACIB to manage and mitigate model risks
- Nurture and disseminate model risks understanding and relevant knowledge among auditors within IGE; post contents into SynerGIA; contribute to the definition of their training programs and, if need be, deliver training sessions.
- Contribute to the creation or update of methodologies and audit processes/guides
- Build and share knowledge (e.g. through contributing to SynerGIA, delivering training or taking part in various Methods and Support workstreams or assignments)
- Update Auditable Items scorecards in liaison with the relevant Audit Manager
- Share any relevant information with the IGE Knowledge communities' leaders and relevant Audit Partners
- Manage resources and budget of the assignment to achieve the objectives of the audit plan
- Contribute to the preparation of the audit plan, in coordination with the Audit Manager in charge

Position Location

Geographical Area

America, Canada

City

Montreal

Candidate Criteria

Minimal Education Level

Bachelor Degree / BSc Degree or equivalent

Academic Qualification / Speciality

Bachelor's or Master's degree in data science, mathematics or statistics

Level of Minimal Experience

6-10 years

Experience

4 to 8 years of experience in audit
- Model Auditing experience

Required Skills

Organization, efficiency, meeting deadlines

Project management

Verbal and written communication skills in English and French required (You will need to service Anglophone clients and work with Anglophone colleagues)

Interpersonal skills

Autonomy and Leadership

Accuracy and reliability

Analytical skills

Knowledge of the principles, practices and techniques of auditing

Knowledge of the principles, practices and techniques of models

Ability to lead a group or work as part of a group to accomplish shared goals

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing the audited activity, and performing tests, analysis, and controls.The ideal candidate will have a strong background in audit and risk...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job SummaryWe are seeking a highly skilled Lead Auditor to join our team at Crédit Agricole Group. As a key member of our audit team, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and drafting debriefing presentations and final reports.Key...

  • Lead Risk Auditor

    2 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Summary:We are seeking an experienced Lead Risk Auditor to join our team. As a Lead Risk Auditor, you will be responsible for conducting audit assignments from planning to reporting, with a focus on model risk management.The ideal candidate will have a strong background in auditing and risk management, with experience in model risk assessment and...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job TitleLead AuditorJob SummaryThe Lead Auditor is responsible for conducting audit assignments from planning to reporting. This includes assessing the audited activity, performing tests, analyzing controls, and issuing recommendations. The person ensures the consistency and comprehensiveness of audit deliverables and drafts the debriefing presentation to...

  • Lead Auditor

    1 week ago

    Montreal, Quebec, Canada Fed Finance Full time

    At Fed Finance, we specialize in recruitment for the accounting and finance professions. With a team of experts who speak your language, we are committed to supporting you throughout your job search and every stage of your career.Our team of finance experts has extensive knowledge of the industry and operates in your world. We cover finance, accounting, and...

  • Commercial Auditor

    4 weeks ago

    Montreal, Quebec, Canada National Bank of Canada Full time

    A career as an auditor in the Internal Audit team at National Bank offers a unique opportunity to gain a comprehensive understanding of the bank and build strong connections with partners across various business lines. This position allows you to have a positive impact on our organization through critical thinking and analytical skills, leading to...

  • Senior Auditor

    1 month ago

    Montreal, Quebec, Canada Levy Pilotte S.E.N.C.R.L. Full time

    At Levy Pilotte S.E.N.C.R.L., we are seeking a highly skilled Senior Auditor to join our team. As a Senior Auditor, you will be responsible for leading complex audit engagements, providing coaching to junior auditors, and identifying risk elements.Main Responsibilities:Act as a resource person to junior auditors, answer their questions, review their work,...

  • Senior Auditor

    4 weeks ago

    Montreal, Quebec, Canada Forvis Mazars, Canada Full time

    Forvis Mazars, a global Top 10 audit and advisory network, is seeking a highly skilled Senior Auditor to join our dynamic team in Canada.As a key member of our team, you will be responsible for conducting audit engagements for our diverse clients, working closely with senior auditors, junior auditors, and directors to ensure the quality and efficiency of...

  • Senior Auditor

    1 month ago

    Montreal, Quebec, Canada Fed Finance Full time

    At Fed Finance, we are seeking a highly skilled Senior Auditor to join our team of finance experts. As a Senior Auditor, you will be responsible for a portfolio of audit clients, working closely with the senior management team to maintain and develop client relationships.Key Responsibilities:Planning of audit assignments, transition from previous auditors...

  • Senior Auditor

    4 weeks ago

    Montreal, Quebec, Canada Forvis Mazars, Canada Full time

    Forvis Mazars, a global Top 10 audit and advisory network, is seeking a dynamic and experienced Senior Auditor to join our team in Canada.As a Senior Auditor at Forvis Mazars, you will be an integral part of our dynamic team, contributing to our mission of providing top-tier audit and advisory services.Your main responsibility will be to work closely with...

  • Auditor

    4 weeks ago

    Montreal, Quebec, Canada Baker Tilly Full time

    As a leading mid-market firm, Baker Tilly has been serving the business community for over 70 years. Our team of experts provides audit, tax, and advisory services to clients across various industries, including real estate, manufacturing, and high-tech.We are seeking a skilled Auditor to join our dynamic team in Montreal. The ideal candidate will have a...

  • Lead Auditor

    1 week ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job SummaryThe Lead Auditor plays a pivotal role in conducting comprehensive audit assignments from planning to reporting, ensuring the assessment of audited activities, performance of tests, analysis, and controls. The incumbent is responsible for maintaining the consistency and comprehensiveness of audit deliverables, while also drafting debriefing...

  • Auditor HSEQ

    4 weeks ago

    Montreal, Quebec, Canada The CSL Group Inc. Full time

    Job Title: Auditor HSEQAbout the Role:The CSL Group Inc. is seeking a highly skilled Auditor HSEQ to join our team. As an Auditor HSEQ, you will be responsible for conducting ISM and dynamic Navigational audits to ensure compliance with the Company's Safety Management System. You will also be responsible for implementing the company's safety management...

  • HSEQ Auditor

    3 weeks ago

    Montreal, Quebec, Canada The CSL Group Inc. Full time

    Job Summary:The CSL Group Inc. is seeking an experienced HSEQ Auditor to join our team. As an HSEQ Auditor, you will be responsible for ensuring the compliance of the Company's Safety Management System. This includes conducting ISM and dynamic Navigational audits, implementing the company's safety management system on assigned vessels, and promoting good...

  • Senior Auditor

    1 month ago

    Montreal, Quebec, Canada National Bank Full time

    About the RoleA career as a Senior Auditor at National Bank is a unique opportunity to acquire a general understanding of the Bank's activities and contribute to various audits of end-to-end processes. In this role, you will use your strong interpersonal skills, ability to work in a team, professional judgment, and knowledge of risk management and internal...

  • IT Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada NBC Full time

    Job SummaryWe are seeking a highly skilled IT Lead Auditor to join our team at National Bank. As an IT Lead Auditor, you will be responsible for contributing to the team's audit mandates and advisory mandates while developing the knowledge of your colleagues in your area of expertise.This is a unique opportunity to acquire a transversal understanding of the...

  • Auditor HSEQ Specialist

    4 weeks ago

    Montreal, Quebec, Canada The CSL Group Inc. Full time

    Auditor HSEQ Job DescriptionAt The CSL Group Inc., we are seeking a highly skilled Auditor HSEQ to join our team. As an Auditor HSEQ, you will be responsible for conducting ISM and dynamic Navigational audits to ensure compliance with our Safety Management System. You will also be responsible for implementing our safety management system on assigned vessels,...

  • Senior Quality Assurance Auditor

    1 month ago

    Montreal, Quebec, Canada Advanced Accelerator Applications (Italy) - S... Full time

    About the Role:As a Senior Quality Assurance Auditor, you will lead, support, and report independent GMP audits to assess compliance with applicable regulations, standards, and guidance documents. You will review and approve corrective action plans in support of the audit observations. The audits will include internal and external targets of manufacturing...

  • Auditor - Public Accounting Professional

    4 weeks ago

    Montreal, Quebec, Canada Baker Tilly Full time

    As a leading mid-market firm, Baker Tilly has been serving the business community for over 70 years. Our team of experienced auditors provides value-added audit, tax, and advisory solutions to clients across various industries.We are seeking a dynamic Auditor to join our team in Montreal. The ideal candidate will have a strong background in public accounting...

  • Lead Audit Manager or Senior Auditor for Enterprise Clients

    1 week ago

    Montreal, Quebec, Canada Mnp Llp. Full time

    The MNP Enterprise Audit Practice is seeking a seasoned professional to lead our dynamic team in delivering exceptional audit services. Our teams of experts empower clients to navigate risk and focus on core business strategies.Company OverviewMNP LLP, a leading national accounting, tax, and business advisory firm in Canada, prides itself on being...