Lead Auditor

3 weeks ago

Montreal, Quebec, Canada Crédit Agricole CIB Full time

Job Description

Business Type

Types of Jobs - General Inspection / Audit

Job Title

Lead Auditor - Model - Vice President

Contract Type

Permanent Contract

Management Position

No

Job Summary

Summary of the Position:

The Lead Auditor conducts audit assignments from planning to reporting. This includes an assessment of the audited activity, the performance of tests, analysis and controls and the issuance of recommendations. The person is responsible for the consistency and comprehensiveness of the audit deliverables and, under the supervision of the Risk Management Audit Supervisor and the Local Team Leader, for drafting the debriefing presentation to management and the final report. The person usually may lead a team of several auditors. The person will also perform some controls.

The person generally, but not exclusively, supervises audit assignments that have a focus on model risks. The person provides support to other IGE Managers for assignments where model risks expert knowledge and competencies are needed. The person monitors the proper implementation of recommended corrective actions addressing these risks.

Key Responsibilities:

Conduct of Assignment

To assess the risks of the audited activities and to validate the related control environment for its design and operating effectiveness

To review and challenge the processes and controls in view of their respective purpose and mandates as well as the related risks, relying on fact-based and documented audit works

To verify the audited unit's compliance with internal policies and procedures and the applicable laws and regulations

To monitor the fieldwork carried out by the team and to adjust the fields of audit to the risks identified,

To maintain close communication with the Audit Manager / Head of Local Audit/ Regional Supervisor on audit progress following the pre-set timeframe

To notify immediately the Audit Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance, etc.) identified during the audit review and comply with any escalation policy in the bank

To manage and organize interviews, debriefing meetings of conclusions with Management impacted by the audit

To follow up, review and finalize with Management on response to the draft audit report and prepare for the final audit report publication

To ensure that audit deliverables are in adherence to the IGE/IGL Methodologies as per the Audit Charter

IGE Continuous Improvement Program / Transversal Topics

Contribute to the on-going development of IGE's knowledge and expertise on model risks, including regulations and guidelines (regulatory watch), auditing standards and best practices; attend industry or CA group events to keep abreast of relevant developments in capital markets and market risk management
- Proactively monitor the evolution of relevant strategies, projects, policies and procedures, changes in organisation, process and/or systems implemented in the CA group and in CACIB to manage and mitigate model risks
- Nurture and disseminate model risks understanding and relevant knowledge among auditors

Supplementary Information

IGE Continuous Improvement Program / Transversal Topics

Contribute to the on-going development of IGE's knowledge and expertise on model risks, including regulations and guidelines (regulatory watch), auditing standards and best practices; attend industry or CA group events to keep abreast of relevant developments in capital markets and market risk management
- Proactively monitor the evolution of relevant strategies, projects, policies and procedures, changes in organisation, process and/or systems implemented in the CA group and in CACIB to manage and mitigate model risks
- Nurture and disseminate model risks understanding and relevant knowledge among auditors within IGE; post contents into SynerGIA; contribute to the definition of their training programs and, if need be, deliver training sessions.
- Contribute to the creation or update of methodologies and audit processes/guides
- Build and share knowledge (e.g. through contributing to SynerGIA, delivering training or taking part in various Methods and Support workstreams or assignments)
- Update Auditable Items scorecards in liaison with the relevant Audit Manager
- Share any relevant information with the IGE Knowledge communities' leaders and relevant Audit Partners
- Manage resources and budget of the assignment to achieve the objectives of the audit plan
- Contribute to the preparation of the audit plan, in coordination with the Audit Manager in charge

Position Location

Geographical Area

America, Canada

City

Montreal

Candidate Criteria

Minimal Education Level

Bachelor Degree / BSc Degree or equivalent

Academic Qualification / Speciality

Bachelor's or Master's degree in data science, mathematics or statistics

Level of Minimal Experience

6-10 years

Experience

4 to 8 years of experience in audit
- Model Auditing experience

Required Skills

Organization, efficiency, meeting deadlines

Project management

Verbal and written communication skills in English and French required (You will need to service Anglophone clients and work with Anglophone colleagues)

Interpersonal skills

Autonomy and Leadership

Accuracy and reliability

Analytical skills

Knowledge of the principles, practices and techniques of auditing

Knowledge of the principles, practices and techniques of models

Ability to lead a group or work as part of a group to accomplish shared goals

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job SummaryWe are seeking a highly skilled Lead Auditor to join our team at Crédit Agricole Group. As a key member of our audit team, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and drafting debriefing presentations and final reports.Key...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job SummaryWe are seeking a highly skilled Lead Auditor to join our team at Crédit Agricole Group. As a key member of our audit team, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and drafting debriefing presentations and final reports.Key...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job SummaryWe are seeking a highly skilled Lead Auditor to join our team at Crédit Agricole Group. As a key member of our audit team, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and drafting debriefing presentations and final reports.Key...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job SummaryWe are seeking a highly skilled Lead Auditor to join our team at Crédit Agricole Group. As a key member of our audit team, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and drafting debriefing presentations and final reports.Key...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job Title: Lead AuditorAt Crédit Agricole Group, we are seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables.Key Responsibilities:Risk Assessment: Assess the risks of audited...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job Title: Lead AuditorAt Crédit Agricole Group, we are seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables.Key Responsibilities:Risk Assessment: Assess the risks of audited...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    1 month ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing risks, and validating control environments.Key Responsibilities:Assess risks and validate control environments for audited activitiesReview and...

  • Lead Auditor

    3 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Title: Lead AuditorCrédit Agricole SA is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, assessing the audited activity, and performing tests, analysis, and controls.The ideal candidate will have a strong background in audit and risk...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole CIB Full time

    Job Title: Lead AuditorCrédit Agricole CIB is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and providing support to other IGE Managers for assignments where model risks...

  • Lead Auditor

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole CIB Full time

    Job Title: Lead AuditorCrédit Agricole CIB is seeking a highly skilled Lead Auditor to join our team. As a Lead Auditor, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and providing support to other IGE Managers for assignments where model risks...

  • Lead Auditor

    3 weeks ago

    Montreal, Quebec, Canada Crédit Agricole Group Full time

    Job SummaryWe are seeking a highly skilled Lead Auditor to join our team at Crédit Agricole Group. As a key member of our audit team, you will be responsible for conducting audit assignments from planning to reporting, ensuring the consistency and comprehensiveness of audit deliverables, and drafting debriefing presentations and final reports.Key...

  • Lead Risk Auditor

    7 hours ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job Summary:We are seeking an experienced Lead Risk Auditor to join our team. As a Lead Risk Auditor, you will be responsible for conducting audit assignments from planning to reporting, with a focus on model risk management.The ideal candidate will have a strong background in auditing and risk management, with experience in model risk assessment and...

  • Lead Auditor

    2 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    Job TitleLead AuditorJob SummaryThe Lead Auditor is responsible for conducting audit assignments from planning to reporting. This includes assessing the audited activity, performing tests, analyzing controls, and issuing recommendations. The person ensures the consistency and comprehensiveness of audit deliverables and drafts the debriefing presentation to...