Chief Risk Officer, Private Wealth
4 weeks ago
We are seeking a seasoned professional to lead our first line of defense (1st LOD) programs in the Private Wealth division. The successful candidate will support the business leader in implementing, maintaining, and administering these programs, ensuring effective risk management and compliance.
Key Responsibilities- Develop and implement risk management strategies to mitigate operational, AML, and compliance risks
- Collaborate with cross-functional teams to ensure effective program implementation and maintenance
- Provide guidance and support to business leaders on risk management and compliance matters
- Stay up-to-date with regulatory requirements and industry best practices
- Proven experience in risk management, compliance, or a related field
- Strong leadership and collaboration skills
- Ability to analyze complex risk scenarios and develop effective mitigation strategies
- Excellent communication and interpersonal skills
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Director, Chief Compliance Officer
4 weeks ago
Old Toronto, Ontario, Canada Aviso Wealth Inc Full timeJob Title: Director, Chief Compliance OfficerAviso Wealth Inc is seeking a highly skilled and experienced Director, Chief Compliance Officer to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within our organization, ensuring that we maintain the highest standards of regulatory...
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Director, Chief Compliance Officer
4 weeks ago
Old Toronto, Ontario, Canada Aviso Wealth Inc Full timeJob Title: Director, Chief Compliance OfficerAviso Wealth Inc is seeking a highly skilled and experienced Director, Chief Compliance Officer to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within our organization, ensuring that we maintain the highest standards of regulatory...
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Director, Chief Compliance Officer
4 weeks ago
Old Toronto, Ontario, Canada Aviso Wealth Inc Full timeJob Title: Director, Chief Compliance OfficerAviso Wealth Inc is seeking a highly skilled and experienced Director, Chief Compliance Officer to join our team.About the Role:The Director, Chief Compliance Officer will be responsible for overseeing compliance within our organization, ensuring that all applicable laws, regulatory requirements, and internal...
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Global Compliance Leader, Aviso Wealth
5 days ago
Toronto, Ontario, Canada Aviso Wealth Full timeAviso Wealth is seeking a highly experienced and skilled Director, Chief Compliance Officer, NEI to join our Asset Management team.The Director, Chief Compliance Officer, NEI will oversee compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated by the OSC and CSA.ResponsibilitiesThis role requires the...
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Chief Risk Officer
4 weeks ago
Toronto, Ontario, Canada Questrade Financial Group Full timeChief Risk OfficerQuestrade Financial Group is seeking a seasoned Chief Risk Officer to lead the design and implementation of our Risk Management Framework. As a key member of our leadership team, you will be responsible for providing oversight and parameters around various risks, ensuring they are appropriately managed and within our approved risk...
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Senior Wealth Management Leader
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Vice-PresidentRequisition ID: 204062We are seeking a highly skilled and experienced Vice-President to join our team at Scotiabank. As a key member of our Global Risk Management team, you will play a critical role in ensuring the sound asset growth and profits of our centres, subsidiaries, and affiliates.Key Responsibilities:Lead and drive a...
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Senior Wealth Management Leader
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Vice-PresidentRequisition ID: 204062We are seeking a highly skilled and experienced Vice-President to join our team at Scotiabank. As a key member of our Global Risk Management team, you will play a critical role in ensuring the sound asset growth and profits of our centres, subsidiaries, and affiliates.Key Responsibilities:Lead and drive a...
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Director, Chief Compliance Officer, NEI
4 weeks ago
Toronto, Ontario, Canada Aviso Wealth Full timeAbout the RoleAviso Wealth is seeking a highly skilled Director, Chief Compliance Officer, NEI to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated with the OSC and CSA.Key...
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Chief Risk Officer
2 weeks ago
Toronto, Ontario, Ontario, Canada BJRC Recruiting Full timeOur client, a leading Bank, is seeking an experienced Chief Risk Officer (CRO). As the Chief Risk Officer, you will provide independent oversight of enterprise risk management, governance, and control functions, setting strategic direction and policy to align with our client’s risk appetite and business objectives. Key Responsibilities - Lead and manage...
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Chief Risk Officer
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeChief Risk OfficerAbout the Role:Fidelity Clearing Canada (FCC) is seeking a seasoned Chief Risk Officer to lead our risk management function and provide strategic direction for the organization. As a key member of our leadership team, you will be responsible for identifying and monitoring regulatory obligations and risks, and developing and implementing...
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Chief Risk Officer
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeChief Risk OfficerAbout the Role:Fidelity Clearing Canada (FCC) is seeking a seasoned Chief Risk Officer to lead our risk management function and provide strategic direction for the organization. As a key member of our leadership team, you will be responsible for identifying and monitoring regulatory obligations and risks, and developing and implementing...
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Chief Compliance Officer, NEI
1 month ago
Toronto, Ontario, Canada Aviso Wealth Full timeAbout the RoleAviso Wealth is seeking a highly skilled and experienced Chief Compliance Officer, NEI to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated with the OSC and CSA.Key...
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Chief Compliance Officer, NEI
1 month ago
Toronto, Ontario, Canada Aviso Wealth Full timeAbout the RoleAviso Wealth is seeking a highly skilled and experienced Chief Compliance Officer, NEI to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated with the OSC and CSA.Key...
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Chief Risk Officer
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob Title: Chief Risk OfficerAbout the Role:The Chief Risk Officer will be responsible for overseeing the risk management function at Fidelity Clearing Canada, ensuring the company's risk framework is continually developed and communicated effectively across the organization.Key Responsibilities:Lead the strategic oversight of FCC's Risk Framework to ensure...
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Chief Risk Officer
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob Title: Chief Risk OfficerAbout the Role:The Chief Risk Officer will be responsible for overseeing the risk management function at Fidelity Clearing Canada, ensuring the company's risk framework is continually developed and communicated effectively across the organization.Key Responsibilities:Lead the strategic oversight of FCC's Risk Framework to ensure...
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Strategic Leader
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204062Scotiabank is seeking a seasoned professional to lead our Global Risk Management team in Wealth Management. As a Strategic Leader, you will be responsible for ensuring the assigned portfolios of Global Wealth Management loans are maintained in sound condition and within the Bank's current credit policy.Key Responsibilities:Lead and...
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Chief Risk Officer
3 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the Role:The Chief Risk Officer, FCC is a key leadership position overseeing the Fidelity Clearing Canada risk function. This role is responsible for identifying and monitoring regulatory obligations and risks arising in connection with the operation of FCC. The Chief Risk Officer will provide strategic direction and vision for the Risk function across...
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Credit Officer
3 weeks ago
Toronto, Ontario, Canada Aviso Wealth Full timeAbout the RoleAviso Wealth is seeking a highly skilled Credit Officer to join our Operations team. As a Credit Officer, you will play a critical role in ensuring that the requirements of regulators are satisfied by enforcing efficient and effective monitoring and control of retail credit for our IIROC full brokerage platform.Key Responsibilities:Review and...
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Chief Innovation Officer, Private Wealth
4 weeks ago
Toronto, Ontario, Canada Bank of Montreal Full timeJob SummaryWe are seeking a highly skilled and experienced professional to lead our Innovation Solutions team in Private Wealth. The successful candidate will be responsible for designing and building end-to-end innovative solutions that simplify development and reduce change management efforts.Key ResponsibilitiesDevelop and implement design standards and...
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Chief Wealth Strategist
4 weeks ago
Toronto, Ontario, Canada Aviso Wealth Full timeAbout Aviso WealthWe are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community.Our ValuesLeadership: We strive to be a leader in the wealth management industry, setting the standard for excellence and...