Compliance Manager

5 days ago


Toronto, Ontario, Canada Apex Systems Full time

At Apex Systems, we are seeking a Compliance Manager to join our team. This role provides regulatory compliance advice and direction to the supported businesses.

The individual will interpret regulations and advise on the application of regulatory requirements to business processes and controls. They will be the designated subject matter expert for 1st Line compliance, supporting the business in relation to regulatory developments.

This position also leads and supports the implementation and execution of the Enterprise Compliance Program (ECP), advising LOB management on the implications of new or changing regulatory requirements on business products, processes, and controls.

Main Responsibilities
  • Provide regulatory compliance advice to projects to ensure compliance risks are appropriately identified, assessed, mitigated, and regulations adhered to.
  • Participate in discussions with relevant stakeholders to review, edit, and approve changes.
  • Make recommendations and provide solutions and enhancements to existing practices to keep pace with regulatory changes and support the implementation of regulatory change initiatives.
  • Act as the Regulatory Implementation Lead (First Line Compliance).


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