Financial Compliance Reviewer

At CI Financial, we believe that our work environment should be a safe and inclusive space where everyone has the opportunity to contribute their unique perspective and ideas. We are driven by a commitment to providing individuals and institutions with high-quality investments and advice.Job OverviewWe are currently seeking a Financial Compliance Specialist...

At CI Financial, we strive for a workplace culture that fosters empowerment, innovation, and growth. As a Compliance Officer, you will play a critical role in upholding internal procedures and regulatory requirements. This position involves conducting compliance tasks, reviewing external statements, and reporting results. You will also be responsible for...

Enhance your career in IT compliance with a leading financial services firm.We are seeking an experienced IT Compliance Manager to join our team at CI Financial. This is an exciting opportunity to work on a wide range of projects, from developing and testing internal controls to ensuring the accuracy of financial reports.About the Role:Develop and implement...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Compliance team at CI Financial. As a key member of our team, you will be responsible for conducting compliance tasks in accordance with internal procedures and regulatory requirements.Key Responsibilities:Approve pre-clearance requests from registrants.Help onboard...

Job SummaryWe are seeking a highly skilled Compliance Officer, Surveillance to join our team at CI Financial. This role is responsible for conducting daily and monthly reviews of client account activity, identifying trends, and escalating concerns to the Manager of Trade Surveillance.Key Responsibilities- Conduct daily and monthly reviews of client account...

Job Title: Compliance DirectorJob Summary:Momentum Financial Services Group_new is seeking a Compliance Director to implement regulatory compliance within our organization. This role will be part of our Legal Group and will be responsible for developing, enhancing, implementing, and maintaining key areas of the regulatory compliance management program,...

Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled Director, Compliance to join our team.Job SummaryWe are looking for a seasoned compliance professional to develop, implement, and maintain our regulatory compliance management program. The successful...

Senior Analyst, Business ComplianceWe are seeking a highly skilled Senior Analyst, Business Compliance to join our team at President's Choice Financial. This role will play a critical part in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Implement and manage the...

Job Title: Director of ComplianceJob Summary:Momentum Financial Services Group_new is seeking a highly skilled Director of Compliance to join our team. As a Compliance Director, you will be responsible for implementing regulatory compliance within our organization. This role will be part of our Legal Group at Momentum Financial Services Group. The successful...

We are seeking a highly skilled Compliance Director to join our team at Momentum Financial Services Group. This role will be part of our Legal Group and will be responsible for developing, enhancing, implementing, and maintaining key areas of the regulatory compliance management program.The successful candidate will partner with various business stakeholders...

At President's Choice Financial, we are seeking a Business Compliance Expert who will play a key role in managing our Regulatory Compliance Management System (RCMS). This position is part of our second line of defense and will serve as a partner to various Business stakeholders to ensure compliance with applicable laws and regulations.The successful...

Job SummaryThe AML Compliance Officer will support oversight and governance of Canadian AML reporting to FINTRAC. This role is responsible for ensuring accurate and timely submission of required information. Key Responsibilities• Collaborate with internal stakeholders to ensure compliance with regulatory requirements• Develop and implement effective AML...

Job SummaryWe are seeking a highly skilled Compliance Officer, Surveillance to join our team at CI Financial. This role will be responsible for conducting daily and monthly reviews of client account activity, identifying trends, and escalating concerns to the Manager of Trade Surveillance.Key ResponsibilitiesConduct daily and monthly reviews of client...

Job Summary:This is a critical role within President's Choice Financial, reporting to the Chief Anti-Money Laundering Officer (CAMLO). As the AML Compliance Manager, you will be responsible for overseeing the Bank's Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) program to ensure compliance with all legislative and regulatory...

Job Summary:We are seeking a highly skilled Compliance Supervisor to join our team at iA Financial Group. The successful candidate will be responsible for ensuring compliance policies and procedures are maintained at each office, reviewing and approving new account openings, and providing supervision of trades and advice given to clients.Key...

At CI Financial, we're seeking a highly skilled Cybersecurity Compliance Analyst to join our Compliance team. In this role, you'll conduct branch audits across Canada to review activities related to cybersecurity governance and compliance of CI Assante Wealth Management's independent advisor practice.Key Responsibilities:Travel to assigned Assante Branches...

Unlock Your Potential in Financial ComplianceMitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world, is seeking a highly skilled Financial Compliance Analyst to join our team. As a key member of our compliance department, you will play a vital role in ensuring the integrity of our financial operations and maintaining our...

Job Title: Director of ComplianceJob Summary:Momentum Financial Services Group_new is seeking a highly skilled Director of Compliance to join our Legal Group. As a key member of our team, you will be responsible for developing, implementing, and maintaining our regulatory compliance management program. This includes consumer protection and privacy...

Job OverviewCI Financial is seeking a highly skilled Compliance Manager to join our Enterprise Compliance Team. This role will play a critical part in developing, enhancing, and maintaining our Enterprise Compliance programs, ensuring adherence to regulatory requirements and industry standards.Key ResponsibilitiesCreate and document new processes and...

At CI Financial, we strive to create a work environment that fosters growth, innovation, and collaboration. We are seeking a Compliance Officer to join our team, responsible for conducting compliance tasks in accordance with internal procedures and regulatory requirements.Key Responsibilities:Approve pre-clearance requests from registrants.Onboard new...