Regulatory Compliance Advisor

The RHRA is seeking a highly skilled Regulatory Compliance Educator to join its team. This role will involve leading the design, development, and implementation of compliance education programs and materials for licensees, as well as advising on the organization's sector-facing compliance education strategy.The successful candidate will have a solid...

The Education and Compliance Advisor role at the RHRA involves leading the design, development, and implementation of compliance education programs and materials for licensees. This includes advising on the organization's sector-facing compliance education strategy and developing compliance education materials to support right-touch regulation.The ideal...

iCapital powers the world's alternative investment marketplace through innovative financial technology. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $218 billion in global client assets invested in...

At Securian Canada, we are seeking a highly skilled Regulatory Compliance Professional to join our team.Job OverviewThis role is responsible for ensuring the company maintains high ethical market conduct standards in its distribution channels. The successful candidate will be accountable for providing detailed and accurate reporting and proposed remediation...

We are seeking a Regulatory Risk Advisor to join our team at The Mason Group Inc. As a Regulatory Risk Advisor, you will play a critical role in ensuring compliance with CIRO requirements and securities regulations.ResponsibilitiesEnsure compliance with CIRO requirements, securities laws, and firm policiesSupervise firm activities, employees, and Approved...

Our company is a leading Canadian wealth management organization that offers a unique blend of personal service and big results. We are committed to delivering exceptional client experiences and fostering a culture of excellence.This role is responsible for managing Compliance-related policies and processes. As an experienced resource, you will provide...

About the RoleWe are seeking an experienced leader to oversee our regulatory compliance initiatives. As Senior Manager, Regulatory Compliance, you will be responsible for developing and implementing strategies to ensure our organization meets all relevant regulatory requirements.Your primary focus will be on managing teams of analysts and/or managers...

At the Canadian Investment Regulatory Organization, we are committed to promoting healthy capital markets through fair and effective regulation. As a Senior Advisor in our Office of the Investor, you will play a critical role in supporting investors by developing educational materials, conducting research, and engaging with stakeholders.Key...

About the RoleWe are seeking a skilled Regulatory Compliance Analyst to join our team. In this role, you will support the use of global regulatory compliance tools and frameworks, collaborate with other departments to create a culture of compliance, and execute the compliance assurance monitoring program.You will be responsible for ensuring ongoing...

Nexus Systems Group Inc. is seeking a Regulatory Compliance Specialist to ensure that our company meets all regulatory requirements.Job OverviewThis role involves conducting research on regulatory changes, analyzing compliance risk, and developing strategies to mitigate those risks.Key Responsibilities:Conduct research on regulatory changes and...

We are seeking a highly experienced Head of Regulatory Compliance to join our Quality Assurance and Regulatory Compliance functions at AssureBio. As a key member of our team, you will play a critical role in ensuring that our quality systems, processes, and regulatory frameworks align with international standards and industry best practices.The ideal...

Knix Wear Inc. is an award-winning intimate apparel and activewear brand that empowers people everywhere to be unapologetically free. As a pioneer in the industry, we are known for our innovative products, engaged community, and commitment to customer satisfaction.About the Role:We are seeking a highly skilled Director of Regulatory Compliance and Quality...

The Retirement Homes Regulatory Authority (RHRA) is seeking a Regulatory Education Specialist to join its team. This role will be responsible for leading the design, development, and implementation of compliance education programs and materials for licensees.The ideal candidate will have a strong understanding of adult learning principles and be able to...

AssureBio, an industry leader in life sciences, is seeking a qualified candidate to assume a senior leadership position focused on Quality Assurance and Regulatory Compliance. The successful individual will play a pivotal role in driving operational efficiency, regulatory compliance, and overall business performance.The ideal candidate will have a strong...

Position:           Compliance Education SpecialistLocation:           Hybrid – Head Office in Toronto Status:              Full-time, Permanent Salary:              Targeting a base salary between $80,000 – 90,000 Are you:a skilled professional in compliance education with hands on experience developing...

Job Description:\The role of the Manager, Business Controls is to contribute to the profitability of the Real Estate Secured Lending (RESL) portfolio by ensuring compliance with all lending policies, procedures, and protecting the bank's legal interests from operational and reputational risk perspectives.\As a key member of the team, you will provide...

At Charles River Associates, we are seeking a highly skilled Regulatory Compliance Expert to join our team. The ideal candidate will have experience in conducting thorough due diligence on existing clients to ensure adherence to regulatory requirements.Daily Responsibilities :A typical day will include :Conducting compliance due diligence on existing...

About the RoleThis Senior Manager, Advisory - Capital Markets Compliance position plays a critical role in shaping our bank's compliance framework and ensuring adherence to regulatory requirements. As part of our Advisory team, you will work closely with stakeholders to develop and implement effective compliance strategies, processes, and controls.Main...

Fitch Ratings is committed to hiring top talent to join our team as a Regulatory Compliance Officer. In this critical role, you will be responsible for ensuring that all financial products meet the highest standards of regulatory compliance.Responsibilities:Conduct regular audits and assessments to identify potential compliance risks.Develop and implement...

About the RoleThis senior compliance role involves overseeing day-to-day operations in the US and Canada, ensuring adherence to laws, regulations, and industry standards. The ideal candidate will have extensive knowledge of Canadian and U.S. Food and Drug regulatory policies, experience leading high-performing teams, and strong communication...