Policy Administrator, Regulatory Compliance

Spearhead Regulatory Compliance and Governance ExcellenceWe're seeking a seasoned Compliance Risk Manager Policy Governance to join our team. As a pioneering force in Canadian banking, we're dedicated to pushing boundaries and redefining the banking landscape. Our Compliance Risk Manager Policy Governance will play a critical role in ensuring the highest...

The RHRA is seeking a highly skilled Regulatory Compliance Educator to join its team. This role will involve leading the design, development, and implementation of compliance education programs and materials for licensees, as well as advising on the organization's sector-facing compliance education strategy.The successful candidate will have a solid...

Join a ChallengerBeing a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing things....

About UsAt Equitable Group, we're not just a traditional bank. We're Challengers, constantly pushing the boundaries of what's possible in banking to deliver better options to Canadians.We're a big family with over 670,000 people across Canada under our care. Our roots go back more than 50 years, and we've been innovating ever since. Concentra Bank, our...

Join a Challenger Being a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...

Join a ChallengerBeing a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing things....

Job Title: Regulatory Compliance SpecialistThe Asset Management Compliance team at Scotiabank is seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to support the development, evaluation, updating, and administration of compliance policies, procedures, training, and reference materials.Key Responsibilities:Assist in providing...

Compliance Analyst, Policy Governance and Regulatory Change ManagementJoin a ChallengerBeing a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of...

Join a ChallengerBeing a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing things....

About the RoleWe are seeking a skilled Regulatory Compliance Analyst to join our team. In this role, you will support the use of global regulatory compliance tools and frameworks, collaborate with other departments to create a culture of compliance, and execute the compliance assurance monitoring program.You will be responsible for ensuring ongoing...

Transform the Future of BankingWe are a FinTech pioneer, challenging traditional banking norms and enriching people's lives through innovative experiences. Our team thrives on creativity, agility, and collaboration. If you're eager to redefine the banking landscape and work with forward-thinkers, we'd love to hear from you.Our organization is built on over...

iCapital powers the world's alternative investment marketplace through innovative financial technology. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $218 billion in global client assets invested in...

Lead the Way in Compliance and Regulatory ExcellenceWe are committed to driving excellence in compliance and regulatory management at Equitable Group. Our Policy and Regulatory Compliance Expert will play a key role in supporting our Policy Governance and Regulatory Change Management operations. This involves monitoring regulatory updates, assessing their...

About the RoleThis senior compliance role involves overseeing day-to-day operations in the US and Canada, ensuring adherence to laws, regulations, and industry standards. The ideal candidate will have extensive knowledge of Canadian and U.S. Food and Drug regulatory policies, experience leading high-performing teams, and strong communication...

Job Description:\The role of the Manager, Business Controls is to contribute to the profitability of the Real Estate Secured Lending (RESL) portfolio by ensuring compliance with all lending policies, procedures, and protecting the bank's legal interests from operational and reputational risk perspectives.\As a key member of the team, you will provide...

The Job:We're looking for a talented Regulatory Policy Analyst to contribute to our Regulatory Standards & Implementations team. This is an exciting opportunity to shape and implement key policy standards related to Canadian AML Enterprise and Policy documentation.Your Responsibilities:Facilitate collaboration between business lines, operational units, and...

Job DescriptionTo contribute to the profitability of the Real Estate Secured Lending (RESL) portfolio by ensuring compliance with lending policies, procedures and protecting the Bank's legal interests.Provide compliance-related operational support for the department and support areas as needed.Act as the back-up Business Continuity Planning (BCP) contact.Key...

Main AccountabilitiesExecute effective management of tier one compliance and regulatory oversight for the assigned market.Lead the delivery of client service and administration to the assigned RMS.Develop and lead the Administration team.Support Business Development within Private Investment Counsel.Support compliance, regulatory, and operational risk.

At Charles River Associates, we are seeking a highly skilled Regulatory Compliance Expert to join our team. The ideal candidate will have experience in conducting thorough due diligence on existing clients to ensure adherence to regulatory requirements.Daily Responsibilities :A typical day will include :Conducting compliance due diligence on existing...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Basel, Switzerland. As a key member of the Global Risk Management department, you will play a critical role in ensuring compliance with regulatory requirements and guidelines.Key Responsibilities:Coordinate ongoing compliance activities to support the Chief...