Sanctions Compliance Investigations Expert

3 weeks ago

Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

The Sanctions Compliance Investigations Team is a critical component of SGS Société Générale de Surveillance SA's US Financial Crime Compliance Department. This team is responsible for reviewing and investigating all potential violations of OFAC, EU, and other applicable regulations.

As a member of this team, you will work closely with OFAC SMEs to analyze transactions escalated to Sanctions Compliance to determine permissibility within the scope of assigned duties. Your responsibilities will include conducting thorough analysis of escalated live transaction and static data alerts, compiling metrics and key data points to address sanctions risk, and identifying OFAC compliance issues/concerns to implement solutions to improve controls/operations.

This role requires strong analytical and investigative skills, as well as the ability to multitask and manage multiple deliverables and OFAC risk management responsibilities. You must have at least 3 years of work experience in a compliance or regulatory affairs capacity, with at least one year focused on sanctions compliance.

In addition to your technical expertise, you will be expected to communicate effectively with colleagues and partners in the United States, both orally and in writing. English proficiency is required for this role.

Societe Generale offers a competitive compensation and benefits package, including minimum of 20 Vacation days + 4 personal days, health spending accounts, and employee assistance programs. We also offer a culture of continuous development through various training programs and encourage our employees to engage in Employee Resource Groups.

Please note that due to US Federal Securities law applying to this position, candidates who apply will be required to submit to an enhanced background screening, including fingerprinting by a third-party vendor selected by the Financial Industry Regulatory Authority (FINRA).

  • Senior Sanctions Compliance Investigator

    3 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the JobSociete Generale's US Financial Crime Compliance Department is seeking a Senior Sanctions Compliance Investigator to join their team. This role will support the Sanctions Investigations team in accomplishing one of its key responsibilities, the review of static and live transactional alerts for potential matches to OFAC, EU, and other...

  • Data Entry Specialist

    4 weeks ago

    Montreal, Quebec, Canada US Tech Solutions Full time

    Join a leading global staff augmentation firm and take on a challenging role as a Data Entry Specialist in our Sanctions Compliance team. We are seeking an experienced professional to accurately input data/documents into our systems, validate information for accuracy and completeness, and perform data reconciliation to ensure error-free migration.About the...

  • Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    We are seeking an experienced Compliance Officer to join our team in Montreal, Canada.The ideal candidate will have a strong background in trade surveillance and general compliance, with 1-3 years of experience in the financial services industry.This is an exciting opportunity to work in a key area of Société Générale's Compliance program, interacting...

  • AML Regulatory Compliance Expert

    4 weeks ago

    Montreal, Quebec, Canada Promote Project Full time

    AML Regulatory Compliance Lead OpportunityWe are seeking a seasoned AML Regulatory Compliance Lead to oversee and manage our Anti-Money Laundering (AML) regulatory compliance program.This individual will be responsible for ensuring strict adherence to AML, Counter-Terrorism Financing, and sanctions regulations, aligning with money services business, and...

  • Software Development Expert for Compliance Systems

    4 weeks ago

    Montreal, Quebec, Canada QUANTEAM - North America (RAINBOW PARTNERS Group) Full time

    **About the Company**QUANTEAM - North America, a leading consulting firm in Banking, Finance, and Financial Services, is part of RAINBOW PARTNERS Group. Guided by its core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants collaborates across 10 international offices.We are seeking a skilled Software Developer with...

  • Compliance Monitoring Expert

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SA:">We are a global leader in trade surveillance and compliance solutions, dedicated to helping financial institutions navigate complex regulatory landscapes.">Job Summary:">We are seeking an experienced Compliance Monitoring Administrator to join our team in Montreal. As a key member of our Trade Surveillance...

  • Compliance Expert for Cryptocurrency Regulation

    2 weeks ago

    Montreal, Quebec, Canada Promote Project Full time

    Job Title: Compliance Expert for Cryptocurrency RegulationAbout Shakepay:We are reimagining financial services to give every Canadian their fair shake, by making it bitcoin-friendly, secure, and rewarding. When Shakepay launched in 2015, it quickly became one of Canada's fastest-growing financial institutions.Description:This role will require a deep...

  • Trade Surveillance Compliance Expert

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleIn this exciting opportunity, you will join our Capital Market Surveillance team at Société Générale de Surveillance SA as a Trade Surveillance Compliance Expert. The team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.As a key member...

  • Trade Surveillance Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the OpportunityWe are seeking a Trade Surveillance Compliance Specialist to join our team in Montreal. This is an exciting opportunity to work in a key area of Société Générale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.The...

  • Compliance Risk Management Specialist

    3 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Societe Generale's Capital Market Surveillance (CMS) team within the Compliance department is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on transaction monitoring and the other on electronic firm...

  • Compliance and Surveillance Specialist

    3 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    At SGS Société Générale de Surveillance SA, we are seeking an experienced Compliance and Surveillance Specialist to join our team in Montreal. This is a unique opportunity to work with a global team responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.The US...

  • Financial Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Societe Generale de Surveillance SA's Capital Market Surveillance (CMS) team, within the Compliance department, is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring security...

  • Trade Surveillance Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SA:We are seeking a highly skilled Trade Surveillance Compliance Officer to join our team in Montreal. The successful candidate will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.As a key member of our...

  • Cybersecurity Compliance Expert

    4 weeks ago

    Montreal, Quebec, Canada Mindsec Full time

    We are seeking a seasoned Cybersecurity Compliance Expert to join our team at Mindsec. With a strong background in technology risk management and compliance, you will play a critical role in helping our customers achieve and maintain compliance with industry standards.Job SummaryAs a Cybersecurity Compliance Expert, you will be responsible for providing...

  • Trade Surveillance Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    Société Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Job OverviewCMS consists of two surveillance teams, one focused on the monitoring of security...

  • Compliance Risk Management Specialist

    3 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SA:Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an...

  • Compliance Monitoring Specialist

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SASociété Générale's Capital Market Surveillance team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team consists of two surveillance units, one...

  • Financial Surveillance Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    At SGS Société Générale de Surveillance SA, we are seeking a highly skilled Financial Surveillance Compliance Officer to join our team. This exciting opportunity will enable you to work in a key area of our Compliance program, interacting with regional and global colleagues within the surveillance team and across various business units to mitigate...

  • Compliance Risk Management Specialist

    3 weeks ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About SGS Société Générale de Surveillance SAWe are a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.Our US CMS Trade Surveillance team is seeking an additional resource in our Montreal office to support its...

  • Regulatory Compliance Expert

    2 months ago

    Montreal, Quebec, Canada Banque Nationale du Canada Full time

    Compensation: We offer a competitive annual salary of $95,000 - $110,000 CAD.We are seeking an experienced Regulatory Compliance Expert to join our team at Banque Nationale du Canada. As a key member of the Registration Department, you will play a crucial role in ensuring that our organization meets all regulatory requirements and maintains its reputation as...