Senior Compliance Trade Surveillance Advisor

2 days ago


Montreal, Quebec, Canada National Bank Full time
Job Title: Senior Advisor Compliance Trade Surveillance Derivatives

A career as a Senior Advisor Trade Surveillance Advisor, Derivatives in the team of Compliance Trade Surveillance at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC.

Key Responsibilities:
  • Perform pre and post trade surveillance of financial transactions to ensure compliance with regulatory requirements.
  • Monitor and analyze trade data to identify potential compliance issues and risks.
  • Collaborate with cross-functional teams to develop and implement effective compliance strategies.
  • Conduct regular audits and reviews to ensure adherence to regulatory requirements.
Requirements:
  • Strong understanding of financial markets and regulatory requirements.
  • Excellent analytical and problem-solving skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.
  • Strong communication and interpersonal skills.


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