Chief Risk and Compliance Officer
7 days ago
Job Description:
The Chief Compliance Officer will be responsible for ensuring the operation of TWMG Inc. meets and exceeds the standards, policies and procedures established by TWMG Inc. and by the Regulatory bodies, in all matters relating to compliance.
- Provide timely and ongoing information regarding compliance policies and practices to all Department and Branch Managers;
- Conduct audits regularly to ensure representatives are meeting standards;
- Prepare reports for Regulators, UDP, Board of Directors, and Branch Managers;
Required Skills and Qualifications:
- A broad and in-depth involvement in and knowledge of financial services industry matters;
- Ability to work in a team environment;
- Sound, collaborative decision-making capability;
Benefits:
- Health & Dental Plan for your well-being;
- Generous Paid Time Off for work-life balance;
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Chief Compliance Officer
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