Senior Risk and Regulatory Advisor
4 weeks ago
We are seeking a highly skilled Senior Advisor, Risk and Regulatory to join our team at National Bank of Canada (NBC). As a key member of our Risk and Regulatory department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and risk management best practices.
The ideal candidate will have a strong understanding of regulatory compliance, operational risk, and the financial services industry. You will be responsible for managing new projects and business initiatives, reviewing documentation provided by regulatory bodies, and providing internal support as a Subject Matter Expert in implementing new regulatory projects.
In this role, you will also assist in developing a value-add regulatory offering for NBC Client firms, including producing monthly bulletins and quarterly webinars. Additionally, you will proactively develop and manage positive relationships between the Risk Department and other stakeholders, such as Legal, Compliance, and industry groups.
We are looking for a highly motivated and experienced professional who can bring their expertise and passion for risk management to our team. If you are a strong communicator with excellent analytical and problem-solving skills, we encourage you to apply for this exciting opportunity.
Key Responsibilities- Manage new projects and business initiatives to ensure compliance with regulatory requirements and risk management best practices
- Review documentation provided by regulatory bodies, including CIRO, OSC, CSA, FINRA, SEC, and UK regulations
- Provide internal support as a Subject Matter Expert in implementing new regulatory projects
- Assist in developing a value-add regulatory offering for NBC Client firms
- Proactively develop and manage positive relationships between the Risk Department and other stakeholders
- Bachelor's degree in a related field and 7+ years' relevant experience
- Strong knowledge of regulatory environment in the financial services industry
- Excellent analytical, problem-solving, and communication skills
- Ability to work independently and in a team environment
We offer a competitive compensation package, including a generous pension plan, employee share ownership plan, and employee and family assistance program. We also provide opportunities for professional development and growth, as well as a dynamic work environment that fosters collaboration and innovation.
At NBC, we are committed to creating a positive and inclusive work environment that values diversity and promotes employee well-being. If you are a motivated and experienced professional who is passionate about risk management, we encourage you to apply for this exciting opportunity.
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Senior Risk and Regulatory Advisor
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