Compliance Officer
2 months ago
About the Role:
The Société Générale Assurances is seeking a highly skilled Senior KYC Specialist to join our Client Lifecycle and Digital Group (CLD) team. As a key member of our team, you will be responsible for performing KYC reviews/refresh, determining required documentation, and performing due diligences to fulfill regulatory and Société Générale's requirements.
Key Responsibilities:
- Maintain up-to-date knowledge of Anti-Money Laundering (AML), Combating the Financing of Terrorism (CFT), and Bank Secrecy Act (BSA) regulations, as well as Société Générale's policies and procedures.
- Foster strong relationships locally and globally with other KYC departments, business lines, and Compliance teams.
- Apply Société Générale's KYC Procedures to assigned accounts and monitor daily progress.
- Conduct Customer Due Diligence/Enhanced Due Diligence, including screening, on assigned clients.
- Coordinate document collection from public sources, internal stakeholders, and external clients.
- Ensure accuracy and completeness of information and documentation provided by business lines and clients.
- Uphold high-quality standards, productivity, and produce clear KYC memos.
- Review and validate KYC memos for High/Med High clients when applicable.
- Provide timely updates and alerts on any issues noted during KYC onboarding.
- Resolve post-completion aspects of files, such as error remediations.
- Offer guidance and assistance to the team when needed.
Requirements:
- Ability to apply and challenge risk-based KYC principles, client risk assessment, and products used in wholesale banking and institutional broker dealer businesses.
- Proficiency in Microsoft Office applications (Word, Excel, PowerPoint).
Preferred Qualifications:
- Strong written and oral communication skills.
- Ability to collaborate locally and globally with Compliance, other Société Générale KYC departments, and business lines.
- Strong organization and time management skills, with the ability to work well under pressure.
- Inquisitive nature, capable of spotting issues, addressing conflicts, and escalating where necessary.
- Excellent problem-solving skills and adherence to time commitments.
- Autonomy in addressing all issues and concerns promptly and appropriately.
- Strong analytical skills and ability to convey analysis results effectively.
Education:
- Bachelor's Degree in business or economics-related subjects.
- ACAMS Certification a plus.
Language:
- Ability to communicate in English, both orally and in writing, is a requirement as the person in this position will need to collaborate regularly with colleagues and partners in the United States.
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