Compliance Officer
4 weeks ago
Societe Generale's Capital Market Surveillance team is seeking a skilled professional to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.
The successful candidate will have a strong understanding of regulatory requirements and industry standards, as well as excellent analytical and problem-solving skills. You will work closely with regional and global colleagues to mitigate regulatory and reputational risks.
Key Responsibilities- Participate in the monitoring of security transactions for compliance with Exchange rules.
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Develop, test, and implement new surveillance scenarios and minimum standards.
- Contribute to the preparation of management metrics and reports.
- Participate in regional and global compliance initiatives and investigations.
- Bachelor's Degree or equivalent.
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
- Strong knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity.
- Excellent interpersonal and written/verbal communication skills.
- Strong analytical, problem-solving, and organizational skills.
- Minimum of 20 Vacation days + 4 personal days.
- Supportive Maternity, paternity, parental, and adoption leave policy.
- Health spending and personal spending accounts.
- Fully sponsored virtual healthcare assistance and Employee Assistance Program.
Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. We operate according to essential compliance standards, ensuring that our non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services.
We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes.
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Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
