Compliance Specialist

1 month ago


Langley, Canada Envision Financial Full time

We are seeking a Compliance Specialist to provide advice, support, and analytical services related to user access systems, cash management, and compliance to FW divisional business lines and functional areas within the Operations department.

Key Responsibilities:

  • Business Systems: Collaborate with stakeholders to provide guidance on new requests or changes to system access, ensuring a balance between efficiency and risk mitigation.
  • Cash Management: Ensure effective processes and controls are in place for cash management within FW's retail branch system.
  • Operations Auditing: Provide support to functional areas within the Operations department to ensure processes and procedures are compliant with policies, legislation, and regulatory requirements.
  • Compliance: Complete system-based analysis to generate metrics, statistics, and reports to assist with decision making related to system needs.
  • Reporting: Develop and implement processes for generating metrics, statistics, and reports to identify and address system access needs and issues.

Requirements:

  • College, Trade, or Tech School Diploma (2 years) in a related discipline
  • 4 years of related experience
  • Ability to work independently and collaboratively in a team environment
  • Proficient interpersonal and communication skills
  • Proven organizational skills, including balancing multiple responsibilities and meeting deadlines
  • Proficient with computer software applications, including MS Office
  • Basic knowledge of project management
  • Displays an understanding of risk and risk ownership


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