AML Compliance Officer

6 days ago

Toronto, Ontario, Canada EQ Bank | Equitable Bank Full time
About the Role

We are seeking a highly skilled AML Compliance Officer to join our team at EQ Bank | Equitable Bank. As a key member of our Compliance department, you will play a critical role in ensuring the effective management of our AML/ATF risk.

Key Responsibilities
  • Conduct monitoring and testing routines of existing Business Unit internal controls and QA reviews on AML team adjudications and investigations to test for adherence to the Bank's AML/ATF policies and procedures;
  • Consolidate data across various sources to analyze results and offer solutions to streamline future reporting where required;
  • Identify major AML/ATF risk trends and provide suggestions to identify areas for focused training;
  • Provide support in the implementation, oversight, and management of an effective AML/ATF program;
  • Assist in the planning and coordination of AML-related projects, where it relates to the administration, communication, and reporting;
  • Proactively identify best practices to ensure compliance with regulatory requirements;
  • Identify and provide recommendations on areas of improvement to close gaps to the Senior Manager;
  • Communicate and work with business units to address inquiries regarding the Bank's AML/ATF policies and procedures;
  • Provide professional written reporting on a regular basis on quality of testing and monitoring routines, emerging trends, and progress of compliance efforts;
  • Support the Senior Manager, AML Governance in conducting monitoring and testing activities within specified timelines with regards to regulatory reports such as Suspicious Transactions Reports (STRs);
  • Support the Senior Manager, AML Governance with the development and maintenance of enterprise-wide AML/ATF-related documents;
  • Support business units by providing advice on inquiries, escalations, and/or resolutions; and
  • Provide support to the department as an independent review and evaluation body to ensure compliance issues/concerns are being appropriately evaluated, investigated, and resolved.
Requirements
  • Post-secondary education in business or finance with a minimum of 3-5 years of experience working within the AML Compliance function at a regulated financial institution in Canada. Experience should include exposure to regulatory compliance, risk management disciplines, and best practices;
  • Working knowledge of regulatory requirements for AML/ATF and sanction risk, industry best practices, and/or organizational goals for AML/ATF typologies;
  • Advanced Excel skills specifically ability to create macros, v-lookups, and add programming where required;
  • Ability to organize and compile data to produce metric reports;
  • Strong organizational skills, demonstrates ability to prioritize assignments, projects, and multi-task within restricted time constraints;
  • Excellent verbal and written communication skills;
  • Proven analytical and problem-solving skills;
  • Excellent interpersonal skills with the ability to work individually or as part of a team;
  • Strong attention to detail with the ability to review one's own work;
  • AML designation (CAMS) is preferred;
  • Experience in adjudicating transaction alerts and monitoring for retail banking an asset; and
  • Bilingualism is an asset (English and French).
About Us

EQ Bank | Equitable Bank is a leading financial institution committed to innovation and customer satisfaction. We offer a dynamic work environment, competitive compensation, and opportunities for professional growth and development.

We are an equal opportunities employer and welcome applications from diverse candidates. If you are a motivated and experienced professional looking to join a dynamic team, please submit your application.

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