AML Compliance Officer

2 days ago

Toronto, Ontario, Canada Equitable Bank Full time

About the Role:

The AML Compliance Officer will play a critical role in ensuring the Bank's Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) program is effective and compliant with regulatory requirements.

Key Responsibilities:

  • Conduct monitoring and testing routines of existing Business Unit internal controls and Quality Assurance (QA) reviews on AML team adjudications and investigations to test for adherence to the Bank's AML/ATF policies and procedures;
  • Consolidate data across various sources to analyze results and offer solutions to streamline future reporting where required;
  • Identify major AML/ATF risk trends and provide suggestions to identify areas for focused training;
  • Provide support in the implementation, oversight, and management of an effective AML/ATF program;
  • Assist in the planning and coordination of AML-related projects, where it relates to the administration, communication, and reporting;
  • Proactively identify best practices to ensure compliance with regulatory requirements;
  • Identify and provide recommendations on areas of improvement to close gaps to the Senior Manager;
  • Communicate and work with business units to address inquiries regarding the Bank's AML/ATF policies and procedures;
  • Provide professional written reporting on a regular basis on quality of testing and monitoring routines, emerging trends, and progress of compliance efforts;
  • Support the Senior Manager, AML Governance in conducting monitoring and testing activities within specified timelines with regards to regulatory reports such as Suspicious Transactions Reports (STRs);
  • Support the Senior Manager, AML Governance with the development and maintenance of enterprise-wide AML/ATF-related documents;
  • Support business units by providing advice on inquiries, escalations, and/or resolutions;

Requirements:

  • Post-secondary education in business or finance with a minimum of 3-5 years of experience working within the AML Compliance function at a regulated financial institution in Canada;
  • Experience should include exposure to regulatory compliance, risk management disciplines, and best practices;
  • Working knowledge of regulatory requirements for AML/ATF and sanction risk, industry best practices, and/or organizational goals for AML/ATF typologies;
  • Advanced Excel skills specifically ability to create macros, v-lookups, and add programming where required;
  • Ability to organize and compile data to produce metric reports;
  • Strong organizational skills, demonstrates ability to prioritize assignments, projects, and multi-task within restricted time constraints;
  • AML designation (CAMS) is preferred;
  • Experience in adjudicating transaction alerts and monitoring for retail banking is an asset;
  • Bilingualism is an asset (English and French).

  • AML Compliance Officer

    2 weeks ago

    Toronto, Ontario, Canada Equitable Bank Full time

    Exciting Opportunity at Equitable BankWe are seeking a highly skilled AML Compliance Officer to join our team at Equitable Bank. As an AML Compliance Officer, you will play a critical role in ensuring the bank's compliance with anti-money laundering and anti-terrorist financing regulations.Key Responsibilities:Conduct regular monitoring and testing of...

  • AML Compliance Officer

    2 days ago

    Toronto, Ontario, Canada Equitable Bank Full time

    About the RoleWe are seeking a highly skilled AML Compliance Officer to join our team at Equitable Bank. As a key member of our Compliance department, you will play a critical role in ensuring the Bank's Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) programs are effective and compliant with regulatory requirements.Key ResponsibilitiesAML/ATF...

  • AML Compliance Officer

    2 days ago

    Toronto, Ontario, Canada Equitable Bank Full time

    About the RoleWe are seeking a highly skilled AML Compliance Officer to join our team at Equitable Bank. As a key member of our Compliance department, you will play a critical role in ensuring the Bank's Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) programs are effective and compliant with regulatory requirements.Key ResponsibilitiesAML/ATF...

  • AML Compliance Officer

    6 days ago

    Toronto, Ontario, Canada EQ Bank | Equitable Bank Full time

    About the RoleWe are seeking a highly skilled AML Compliance Officer to join our team at EQ Bank | Equitable Bank. As a key member of our Compliance department, you will play a critical role in ensuring the effective management of our AML/ATF risk.Key ResponsibilitiesConduct monitoring and testing routines of existing Business Unit internal controls and QA...

  • AML Compliance Officer

    1 week ago

    Toronto, Ontario, Canada EQ Bank | Equitable Bank Full time

    About the RoleWe are seeking a highly skilled AML Compliance Officer to join our team at EQ Bank | Equitable Bank. As a key member of our Compliance department, you will play a critical role in ensuring the effective management of our AML/ATF risk.Key ResponsibilitiesConduct monitoring and testing routines of existing Business Unit internal controls and QA...

  • AML Compliance Officer

    6 days ago

    Toronto, Ontario, Canada Equitable Bank Full time

    About the RoleWe are seeking a highly skilled AML Compliance Officer to join our team at Equitable Bank. As a key member of our AML Governance team, you will play a critical role in ensuring the bank's AML/ATF policies and procedures are effectively implemented and maintained.Key ResponsibilitiesConduct regular monitoring and testing of internal controls and...

  • AML Compliance Officer

    7 days ago

    Toronto, Ontario, Canada Equitable Bank Full time

    About the RoleWe are seeking a highly skilled AML Compliance Officer to join our team at Equitable Bank. As a key member of our AML Governance team, you will play a critical role in ensuring the bank's AML/ATF policies and procedures are effectively implemented and maintained.Key ResponsibilitiesConduct regular monitoring and testing of internal controls and...

  • AML Compliance Specialist

    6 days ago

    Old Toronto, Ontario, Canada First National Financial LP Full time

    About the RoleFirst National Financial LP is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Anti-Money Laundering Department, you will play a critical role in establishing and implementing a robust compliance program.Key ResponsibilitiesSupport the AML team with the anti-money laundering and anti-terrorist...

  • AML Compliance Specialist

    7 days ago

    Old Toronto, Ontario, Canada First National Financial LP Full time

    About the RoleFirst National Financial LP is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Anti-Money Laundering Department, you will play a critical role in establishing and implementing a robust compliance program.Key ResponsibilitiesSupport the AML team with the anti-money laundering and anti-terrorist...

  • AML Regulatory Compliance Specialist

    6 days ago

    Toronto, Ontario, Canada Shakepay Full time

    About ShakepayShakepay is a leading financial services company that is redefining the way Canadians interact with money. Our mission is to provide a secure, user-friendly, and innovative platform for individuals to buy, sell, and hold cryptocurrencies.Job SummaryWe are seeking an experienced AML Regulatory Compliance Lead to join our team. As a key member of...

  • AML Regulatory Compliance Specialist

    6 days ago

    Toronto, Ontario, Canada Shakepay Full time

    About ShakepayShakepay is a leading financial services company that is redefining the way Canadians interact with money. Our mission is to provide a secure, user-friendly, and innovative platform for individuals to buy, sell, and hold cryptocurrencies.Job SummaryWe are seeking an experienced AML Regulatory Compliance Lead to join our team. As a key member of...

  • AML/ATF Compliance Specialist

    7 days ago

    Toronto, Ontario, Canada Sun Life Full time

    **Job Summary**Sun Life is seeking a highly skilled AML/ATF Compliance Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the integrity of our clients, transactions, and reputation.**Key Responsibilities**Conduct thorough analysis of AML/ATF alerts, investigations, and client risk assessments...

  • AML/ATF Compliance Specialist

    6 days ago

    Toronto, Ontario, Canada Sun Life Full time

    **Job Summary**Sun Life is seeking a highly skilled AML/ATF Compliance Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the integrity of our clients, transactions, and reputation.**Key Responsibilities**Conduct thorough analysis of AML/ATF alerts, investigations, and client risk assessments...

  • AML Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada 10bits Full time

    **About 10bits**10bits is a leading healthcare and professional staffing company that provides high-quality clinical professionals to hospitals and medical facilities.**Job Summary**We are seeking an experienced AML Compliance Specialist to join our team. As an AML Compliance Specialist, you will be responsible for gathering and reviewing AML/KYC documents,...

  • AML Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada 10bits Full time

    **About 10bits**10bits is a leading healthcare and professional staffing company that provides high-quality clinical professionals to hospitals and medical facilities.**Job Summary**We are seeking an experienced AML Compliance Specialist to join our team. As an AML Compliance Specialist, you will be responsible for gathering and reviewing AML/KYC documents,...

  • AML Compliance Specialist

    4 days ago

    Toronto, Ontario, Canada CB Canada Full time

    CB Canada is seeking a highly skilled AML Compliance Specialist to join our team in Toronto. As a key member of our Client Management Services department, you will play a critical role in ensuring the smooth onboarding of clients and products in the Capital Markets line of business.Key Responsibilities:Work closely with Front Office, Operations, and Client...

  • AML Compliance Specialist

    4 days ago

    Toronto, Ontario, Canada CB Canada Full time

    CB Canada is seeking a highly skilled AML Compliance Specialist to join our team in Toronto. As a key member of our Client Management Services department, you will play a critical role in ensuring the smooth onboarding of clients and products in the Capital Markets line of business.Key Responsibilities:Work closely with Front Office, Operations, and Client...

  • AML/ATF Compliance Specialist

    2 days ago

    Toronto, Ontario, Canada Sun Life Full time

    **Job Summary**Sun Life is seeking a highly skilled AML/ATF Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring the integrity of our clients, transactions, and reputation.**Key Responsibilities**Conduct thorough analysis of AML/ATF alerts, investigations, and client risk assessments...

  • AML/ATF Compliance Specialist

    2 days ago

    Toronto, Ontario, Canada Sun Life Full time

    **Job Summary**Sun Life is seeking a highly skilled AML/ATF Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring the integrity of our clients, transactions, and reputation.**Key Responsibilities**Conduct thorough analysis of AML/ATF alerts, investigations, and client risk assessments...

  • Manager, Compliance and AML Data

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 204683 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team globally ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's...