Research Compliance Oversight Specialist

About the RoleWe are seeking a highly skilled Research Compliance Oversight Specialist to join our team at Royal Bank of Canada. As a key member of our organization, you will play a vital role in overseeing the firm's Information Barriers to ensure the proper flow of information and prevent the misuse of material non-public information between the public...

Job SummaryThe Royal Bank of Canada is seeking a highly skilled Research Compliance Specialist to oversee the firm's Information Barriers and ensure compliance with regulatory requirements. This role is critical in maintaining the integrity of our research processes and preventing the misuse of material non-public information.What You Will Do:- Perform...

Job Summary:The Research Compliance Oversight position at Royal Bank of Canada is a critical role in ensuring the firm's Information Barriers are effective in preventing the improper flow of information and misuse of material non-public information between public and private areas.This role requires a highly skilled professional to oversee controls related...

At Securitas Canada Ltd., we're seeking a highly skilled Security Oversight Specialist to join our team. This role offers an exciting opportunity to leverage your expertise in security operations and supervision to safeguard our clients' assets and people.Job SummaryWe're looking for a seasoned professional with strong leadership skills, ability to work...

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

At Ozmosis Research Inc., a leading independent clinical trials management company in Canada, we are seeking a highly skilled Cancer Research Project Manager to join our team.About the RoleThe Clinical Trials Specialist (CTS) will be responsible for managing a wide variety of projects involving Phase I, II, and III clinical trials for various...

Job DescriptionWe are seeking a highly motivated Senior Compliance Operations Specialist to join our team at CPP Investments.About the RoleThis is a senior-level position responsible for supporting the management and advancement of critical investment oversight activities necessary to promote conformity with regulatory requirements.The successful candidate...

The Research Quality Assurance Office is committed to providing oversight and supporting clinical research excellence by providing the research community at the Centre for Addiction and Mental Health (CAMH) with guidance, advice, and oversight of clinical trials and patient-based research, including regulatory support, education and training, and...

The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...

PearTree Canada is a leading player in the financial industry, and we are seeking an experienced Compliance Specialist to join our team. This role plays a critical part in ensuring that our business operations and transactions adhere to all relevant legal and internal rules, with a focus on securities regulatory compliance for PearTree Securities Inc.Main...

OverviewAt Royal Bank of Canada, we are committed to building a strong and resilient financial system. Our Financial Crimes Oversight Testing team plays a critical role in ensuring the effectiveness of our anti-money laundering (AML) and anti-terrorism financing (ATF) programs.We are seeking a highly skilled Financial Crimes Oversight Testing Specialist to...

We are seeking an experienced Compliance Risk Management Specialist to join our team at Starlight Investments.About Starlight InvestmentsStarlight Investments is a leading global real estate investment and asset management firm. We offer a range of investment vehicles across various real estate strategies, with a strong focus on creating a positive impact...

About UsCassels Brock & Blackwell LLP is a prominent national law firm dedicated to serving the complex transaction, advocacy, and advisory needs of Canada's most dynamic business sectors.We have one of the largest business law practices in the country, serving multinational, national, and mid-market clients from our offices in major cities across Canada.Job...

About CI FinancialCI Financial is a leading global wealth management and asset management advisory services company. Since 1965, we have consistently anticipated and responded to the changing needs of investors, providing them with high-quality investments and advice.We are driven by a commitment to deliver exceptional results, and our employees must be...

Job OverviewWe are seeking a highly skilled Trade Compliance Expert to join our team at Trade Compliance Recruiting Solutions. This role is 100% on-site in the University of Toronto, Mississauga campus area, offering flexible working hours.ResponsibilitiesServe as the subject matter expert in Trade Compliance for this global company.Take full responsibility...

Job SummaryOzmosis Research Inc., an independent clinical trials management company, is seeking a skilled Clinical Trials Specialist to join its team. The ideal candidate will possess strong project management skills and experience in oncology research.About the CompanyOzmosis Research Inc. operates as a social enterprise (not for profit) and is a trusted...

Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at the Royal Bank of Canada. This role will be responsible for leading governance and oversight functions, ensuring the effective management of risk across various projects, change requests, and transactions.The ideal candidate will have 5-7 years of experience in US...

Are you a seasoned technical writer with a passion for policy documentation? Do you have experience in the financial industry and a keen eye for detail?We are seeking an IT Policy Writer and Compliance Specialist to join our team at IFG - International Financial Group. As a key member of our team, you will be responsible for creating high-quality policy...

About the RoleCreative Niche is hiring a User Experience Research Specialist to shape the experiences we create through our digital products.Job DescriptionThis is a full-time contract for a minimum of 12 months in duration, with the idea to convert to full-time permanent. The team works three days in the office (Toronto) and two days from home.The User...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...