Current jobs related to Senior Investment Compliance Specialist - Toronto, Ontario - Fidelity Investments

  • Senior Investment Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job SummaryFidelity Investments Canada is seeking a Senior Investment Compliance Analyst to provide advisory services and support the development of compliance standards for investment management activities.Key ResponsibilitiesSupport the FIC Investment Compliance program by working with FIC Traders and other members of the investment teams to answer regular...

  • Senior Investment Compliance Specialist

    2 months ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments is seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance function, you will play a critical role in ensuring the integrity of our investment products and services.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to...

  • Senior Investment Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job DescriptionAt Fidelity Investments, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our investment products and services.Key Responsibilities:Develop and implement compliance policies and procedures to ensure adherence...

  • Senior Investment Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job DescriptionAt Fidelity Investments, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our investment products and services.Key Responsibilities:Develop and implement compliance policies and procedures to ensure adherence...

  • Senior Investment Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job DescriptionAs a Senior Investment Compliance Analyst at Fidelity Investments, you will play a critical role in ensuring the company's investment products and services comply with regulatory requirements. This is a 6-month contract opportunity that offers a flexible hybrid schedule as part of Fidelity's dynamic working arrangement.Current work...

  • Senior Investment Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job DescriptionAt Fidelity, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for ensuring that our investment products and services comply with regulatory requirements and industry standards.Key Responsibilities:Conduct thorough reviews of investment products...

  • Senior Investment Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job DescriptionAt Fidelity, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for ensuring that our investment products and services comply with regulatory requirements and industry standards.Key Responsibilities:Conduct thorough reviews of investment products...

  • Senior Investment Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...

  • Senior Investment Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...

  • Senior Investment Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...

  • Senior Investment Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...

  • Senior Investment Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...

  • Senior Investment Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job SummaryFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our Investment Compliance program, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...

  • Senior Investment Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job SummaryFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our Investment Compliance program, you will provide advisory services, act as a resource, and assist in the development of compliance standards relating to investment management activities.Key ResponsibilitiesSupport the FIC...

  • Senior Investment Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job SummaryFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our Investment Compliance program, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...

  • Senior Investment Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our Investment Compliance program, you will provide advisory services, act as a resource, and assist in the development of compliance standards relating to investment management activities.Key ResponsibilitiesSupport...

  • Senior Investment Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our Investment Compliance program, you will provide advisory services, act as a resource, and assist in the development of compliance standards relating to investment management activities.Key ResponsibilitiesSupport...

  • Senior Investment Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...

  • Senior Investment Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...

  • Senior Investment Compliance Specialist

    1 week ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Job SummaryThe Investment Compliance Analyst Sr. role at Fidelity Investments Canada involves providing advisory services and assisting in the development of compliance standards for investment management activities.Key ResponsibilitiesSupport the FIC Investment Compliance program by working with FIC Traders and other members of the investment teams to...

Senior Investment Compliance Specialist

2 months ago

Toronto, Ontario, Canada Fidelity Investments Full time

About the Role

Fidelity Investments is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance function, you will play a critical role in ensuring the integrity of our investment management activities.

Key Responsibilities

  • Provide advisory services and support to our investment teams, ensuring compliance with regulatory requirements and internal policies.
  • Develop and maintain compliance standards and procedures, ensuring they are up-to-date and effective.
  • Collaborate with global compliance teams to ensure consistency in reporting and compliance practices.
  • Review and investigate trading exceptions, providing recommendations for improvement.
  • Test and verify investment guideline limits and rule methodologies for mutual funds and separate accounts.
  • Provide summary reporting on compliance program performance and summarize issues for regular reporting and compliance certifications.
  • Work with cross-functional teams to oversee funds, providing guidance on compliance requirements and limits.
  • Manage collection of inputs for regulatory queries and surveys, and assist with other ad hoc projects.

Requirements

  • 3+ years of relevant compliance experience in asset management, with a focus on investments and experience in asset management/mutual fund companies.
  • Canadian Securities Course or equivalent designation is a must-have.
  • Designations such as CFA, CPA, FRM, or other professional designations are an asset.

About Fidelity Investments

Fidelity Investments is a leading provider of investment products and services, with a strong commitment to integrity and compliance. We offer a dynamic and inclusive work environment, with opportunities for growth and development.