Senior Investigator, Financial Crime and Risk

2 weeks ago

Old Toronto, Canada TD Full time

**Job Overview:**

TD is seeking a highly skilled Senior Investigator to join our team. As a Senior Investigator, you will play a critical role in identifying and mitigating financial crime risks.

Salary: $76,800 - $115,200 CAD per year, based on location and experience.

Job Description:

  •     Conduct quality control reviews of enhanced due diligence and investigations completed by AML Financial Crime Risk Investigators, including initial and periodic enhanced due diligence reviews of high risk customers, as well as transactions that resulted in no Suspicious Transaction Reports (STRs), demarkets, removal of high risk customers (if required) and other enhance due diligence processes.

  •     Conduct a quality review of complex EDD reviews/investigations, including AML, Sanctions/ABAC, and Financial Crime.

  •     Ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.

  •     Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders.

  •     Investigate analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations.

  •     Participate in forums, working groups and other established task force while representing High Risk Investigations to ensure information is shared among various stakeholders in a timely, concise, and accurate manner.

  •     Lead work streams by acting as a project lead for large or complex projects / initiatives in accordance with project management methodologies.

  •     Recommend improvements to escalation processes within the investigative unit and a feedback mechanism to relevant stakeholders.

  •     Plan and deliver efficient and cost-effective processes that support and promote the implementation of programs.

  •     Conduct internal and external research projects;

  •     Monitor service, productivity and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist.

  •     Protect the interests of the organization - identify and manage risks and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues.

  •     Run analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/policies/practices.

  •     Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.

  •     Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.

Employee Benefits:

TD offers a comprehensive benefits package, including medical, dental, and vision coverage, as well as a retirement savings plan and employee assistance program.

The salary range listed above is an estimate and may vary based on individual circumstances, such as years of experience and performance.

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