Senior Audit and Quality Manager

3 weeks ago


Old Toronto, Canada TD Full time

At TD, we offer a competitive salary with a total compensation package estimated to be around $120,000-$180,000 per year.

 

About Us

We're a leading bank with a strong commitment to audit excellence. Our team of trusted professionals works closely with various departments to provide strategic guidance and independent oversight.

We help mitigate potential risks through due diligence and a strong sense of integrity. Our specialization spans across all business areas within the bank.

We rely on our expertise to enhance operational performance, foster meaningful process improvements, and ensure adherence to internal and external regulations.

Job Description

The Audit Manager I plays a crucial role in executing audits according to established standards, timeframes, budgets, and scopes within Business Bank (including Commercial, Small Business, and TD Auto Finance) and Credit Risk Management Groups.

This includes reviewing credit files and assessing the operational effectiveness of controls within businesses, including Product groups, Operations, and 2nd line control functions (Risk Management) supporting these businesses.

Key Responsibilities

  • Contribute to planning, risk assessment, and/or execution of assigned audits across different business units.
  • Assess business risks and processes, developing and updating related audit programs.
  • Execute audit tests in accordance with audit standards, ensuring thoroughness, accuracy, and completeness, as well as addressing risks appropriately.
  • Present objective and independent conclusions regarding the adequacy of internal controls according to audit standards.
  • Effectively communicate with clients during and after audit fieldwork.
  • Follow up on findings arising from internal audits and regulatory reviews according to established standards and timelines.
  • Stay informed about emerging issues and evolving regulatory requirements, assessing their impact on audited business units and communicating them to audit management.
  • Bld positive working relationships by effectively communicating and regularly sharing information, issues, points of interest, and knowledge with audit management, colleagues, and internal and external business partners.

Requirements

  • Audit or similar experience is considered a significant asset.
  • In-depth knowledge of business processes within Business Banking, (including Commercial, Small Business, and TD Auto Finance) and Credit Risk Management Groups is considered a significant asset.

Educational Requirements

University degree or equivalent work experience. Accounting (CA, CPA, CGA) or Internal Audit designations is considered an asset.


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