Senior Audit Leader, Risk Management

1 day ago


Old Toronto, Canada Scotiabank Full time
About the Role

We are seeking an experienced Senior Audit Manager to join our team as part of the global Audit Professional Practice group. Reporting to the Director, QAIP and Audit Compliance, this role is integral to the overall success of the Audit Department.

Key Responsibilities
  • Risk Management and Quality Assurance
  1. Manage and support a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  2. Accountable for the effective operation of the Audit Department's Quality Assurance and Improvement program, including expert judgment and expertise in reviewing and evaluating all Audit aspects of activities.
  3. Conduct and report reviews in a consistent manner to give the Chief Auditor assurance of the consistency of audit work and testing globally, ensuring timely and sufficient coverage for regulatory compliance.
  • Global Quality Assurance and Enhancement
  1. Ongoing review and identification of issues on Quality Assurance across all audit activities, aligning with the Audit Department's Quality Assurance and Improvement Program and its strategies.
  2. Preparation of guidance and written communications to Audit Department staff, keeping abreast of changes in law, regulations, and professional auditing standards.
  3. Contribution to the development and execution of the global Quality Assurance and Improvement plan, accountable for executing key areas of the plan and enhancements.
  • Audit Methodology and Training
  1. Identify opportunities and lead training for the Audit team members to enhance the efficiency and effectiveness of the global audit function, including areas of Audit Methodology and Soft skills supporting the audit process.
  2. Ensure specific and systemic areas of weakness are identified and remediated through projects in the Quality Assurance and Improvement program, delivering objective and impactful feedback to the Audit team and testing remediation of gaps.
Requirements
  • Professional Qualifications
  1. CPA/CA certification
  2. Experience in a professional practice capacity at another audit firm/function
  3. Formal training/certification in IIA standards
  • Skills and Experience
  1. Knowledge of industry best practices in Internal Audit methodology
  2. Undergraduate degree with advanced degree in business or finance (an asset)
  3. 5-10 years' financial services experience (capital markets experience an asset)
  4. Training or coaching experience
About Scotiabank

Scotiabank is a leading bank in the Americas, guided by our purpose: 'for every future.' We help our customers, their families, and their communities achieve success through a broad range of advice, products, and services.

Location

Toronto, Ontario, Canada

Salary Range

$120,000 - $180,000 per annum, depending on experience


  • Audit Expert Leader

    5 days ago


    Old Toronto, Canada TD Bank Full time

    TD Bank Career OpportunitySenior Audit Group Manager, Risk ManagementSalary: $108,800 - $163,200 CAD per yearLocation: Toronto, Ontario, CanadaJob Type: Full-timeHours: 37.5 hours per weekLine of Business: AuditWe are seeking an experienced Senior Audit Group Manager to join our Internal Audit team at TD Bank. As a key member of the SWAT Team, you will lead...


  • Old Toronto, Canada Scotiabank Full time

    About the RoleWe are seeking a seasoned Senior Audit Manager to lead our AML Audit Function in Compliance. This is an exciting opportunity for an experienced professional to oversee the execution of business strategies, plans, and initiatives while ensuring adherence to governing regulations, internal policies, and procedures.Key ResponsibilitiesLeverage...


  • Old Toronto, Canada RBC Full time

    b>The Senior Manager, RBC Data Risk Audit and COE conducts Data Risk audit work to assess the effectiveness of data related controls, accuracy of financial records, efficiency of operations, and compliance with governmental regulation. This is a role that will be expected to lead audit engagements, execute audit work, as well as potentially manage oversight...


  • Old Toronto, Canada Scotiabank Full time

    p>PurposeThis position is responsible for leading and conducting risk-based audit assessments of medium to high complexity following the Bank's Audit Methodology. As a Senior Audit Manager, you will support the Director, Emerging Risk & Cyber Security Audit, by planning and executing risk-based technical audits across Cyber Security, Technology...


  • Old Toronto, Canada Scotiabank Full time

    p>PurposeThis position is responsible for leading and conducting risk-based audit assessments of medium to high complexity following the Bank's Audit Methodology. As a Senior Audit Manager, you will support the Director, Emerging Risk & Cyber Security Audit, by planning and executing risk-based technical audits across Cyber Security, Technology...


  • Old Toronto, Canada TD Full time

    Audit is a critical function within TD Bank that provides strategic guidance and independent oversight to various departments. Our team of trusted audit professionals work together to mitigate potential risks to our business.We're responsible for providing recommendations to enhance operational performance, foster meaningful process improvements, and ensure...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    h3>Senior Audit Manager, Technology Risk Time Type: Full time We’re building a relationship-oriented bank for the modern world. p>What you’ll be doing In this role, you’ll be reporting to the Director, Technology Risk SME, SME TI&I Team and will be expected to have expertise in Technology Risk & Cloud that includes technology applications,...


  • Old Toronto, Canada TD Bank Full time

    Job OverviewAs a Senior Audit Executive Leader, you will play a crucial role in shaping the Internal Audit Division's strategy and direction. This is an exceptional opportunity to lead a high-performing team and contribute to the Bank's risk management and governance processes.ResponsibilitiesOversee the planning, execution, and reporting of internal audit...


  • Old Toronto, Canada Manulife Insurance Malaysia Full time

    Senior Manager, Technology and Cybersecurity AuditThe Technology and Cybersecurity Audit Team plays a vital role in ensuring the delivery of technology meets business expectations. As a key member of this team, you will work closely with Chief Information Officers and global functional partners to assess technology risks.We leverage analytics and Microsoft...


  • Old Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    We are seeking a seasoned Senior Audit Manager to lead our Credit Risk Audit team. As a trusted advisor, you will develop and execute complex audits and projects for multiple business groups.Key Responsibilities:Provide strategic guidance to senior leadership on emerging trends and issues.Identify, mitigate, and report on risk issues according to established...


  • Toronto, Ontario, Canada Scotiabank Full time

    We are seeking a Senior Audit Manager to lead our Model Risk Audit team in Toronto, Canada.About the RoleAs a key member of our audit team, you will be responsible for leading and managing audits to assess the design and operating effectiveness of model risk management and controls. Your expertise in risk management, model risk management, project...


  • Old Toronto, Canada Manulife Insurance Malaysia Full time

    Risk Management Expertise for Enterprise TechnologyAs a senior risk management professional, you will lead efforts to identify and assess risks, ensuring alignment with corporate risk management and regulatory requirements.Develop strategies to mitigate risks and enhance the control environment across the organization.Conduct ongoing reviews of controls to...


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    As a senior leader in the Internal Audit team at Royal Bank of Canada (RBC), you will play a critical role in ensuring the integrity and effectiveness of our technology audit practices. Your expertise and leadership skills will be instrumental in driving excellence in IT risk management and internal controls.About the RoleThis is a full-time opportunity to...

  • Senior Audit Leader

    4 weeks ago


    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a seasoned Senior Audit Leader to join our team at The Toronto-Dominion Bank (Canada). This role offers a unique opportunity to utilize your expertise in leading complex audits and driving business growth.About the RoleThe successful candidate will be responsible for overseeing audit programs, providing strategic guidance, and...


  • Old Toronto, Canada Risk & Insurance Management Society Inc Full time

    OverviewFiera Capital is seeking a highly skilled and experienced Director of Investment Risk to join its team. Reporting to the Global Chief Compliance and Investment Risk Officer, the successful candidate will play a critical role in enhancing and executing a robust quantitative and qualitative focused investment risk framework.About the RoleThe Director...

  • Senior Audit Manager

    2 weeks ago


    Toronto, Ontario, Canada Royal Bank of Canada Full time

    The Royal Bank of Canada is a leading banking institution in North America, with a strong presence in the United States. As a Senior Auditor at RBC Bank, you will play a key role in ensuring the bank's compliance with US regulations and maintaining its risk management practices.**Job Summary:**We are seeking an experienced auditor to join our Internal Audit...


  • Old Toronto, Canada TD Full time

    The role of Senior Audit Executive, Risk Management and Compliance at TD Bank Group involves providing senior leadership to the Division and to the senior management team. This position contributes to the overall conclusions regarding the design and operating effectiveness of the ICFR (SOX) control environment, including deficiency analysis.Key...


  • Toronto, Ontario, Canada KPMG Canada Full time

    At KPMG Canada, we're looking for a skilled Internal Audit and Risk Management Leader to join our team in Consumer & Tech. In this role, you will be responsible for leading internal audit projects, providing risk management guidance, and developing strategies to enhance organizational efficiency and effectiveness.Key Responsibilities:Lead internal audit...


  • Old Toronto, Canada Liquor Control Board of Ontario Full time

    At the Liquor Control Board of Ontario (LCBO), we're committed to fostering a culture of excellence and innovation. As an IT Audit Senior Manager, you'll play a key role in shaping our organization's risk management strategy and ensuring the integrity of our systems and processes.Salary: $76,953 - $138,559 per yearWe're looking for a seasoned professional...


  • Toronto, Ontario, Canada Scotiabank Full time

    About the RoleWe are seeking an experienced Risk Management Senior Leader to join our team at Scotiabank.This is a senior-level role that requires a deep understanding of risk management principles and practices. The successful candidate will be responsible for managing the implementation of the RCM framework to ensure compliance with regulatory...