Regulatory Compliance Expert

The RHRA is seeking a highly skilled Regulatory Compliance Educator to join its team. This role will involve leading the design, development, and implementation of compliance education programs and materials for licensees, as well as advising on the organization's sector-facing compliance education strategy.The successful candidate will have a solid...

At Charles River Associates, we are seeking a highly skilled Regulatory Compliance Expert to join our team. The ideal candidate will have experience in conducting thorough due diligence on existing clients to ensure adherence to regulatory requirements.Daily Responsibilities :A typical day will include :Conducting compliance due diligence on existing...

Job DescriptionTo contribute to the profitability of the Real Estate Secured Lending (RESL) portfolio by ensuring compliance with lending policies, procedures and protecting the Bank's legal interests.Provide compliance-related operational support for the department and support areas as needed.Act as the back-up Business Continuity Planning (BCP) contact.Key...

About CIRO">As a leading regulatory organization, CIRO plays a critical role in maintaining the integrity of Canada's capital markets. Our mission is to protect investors and maintain confidence in the financial industry through fair and effective regulation.">">The Role">We are seeking an experienced Investigative Trading Analyst to join our Market...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Stripe. As a member of our Regulatory And Compliance Engineering team, you will play a critical role in maintaining Stripe's financial and regulatory compliance.About the RoleYou will be responsible for designing, building, and maintaining large-scale low-latency services...

iCapital powers the world's alternative investment marketplace through innovative financial technology. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $218 billion in global client assets invested in...

Job Title: Regulatory Compliance SpecialistThe Asset Management Compliance team at Scotiabank is seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to support the development, evaluation, updating, and administration of compliance policies, procedures, training, and reference materials.Key Responsibilities:Assist in providing...

We're looking for a seasoned Regulatory Affairs expert to join our team at Knix. As the Director of Compliance and Regulatory Strategy, you'll be responsible for ensuring our products meet the highest standards of regulatory compliance across all our global markets.Main ResponsibilitiesGlobal Regulatory Compliance: Develop and implement strategies to ensure...

Spearhead Regulatory Compliance and Governance ExcellenceWe're seeking a seasoned Compliance Risk Manager Policy Governance to join our team. As a pioneering force in Canadian banking, we're dedicated to pushing boundaries and redefining the banking landscape. Our Compliance Risk Manager Policy Governance will play a critical role in ensuring the highest...

Senior Regulatory Affairs Specialist Job Description:The Senior Regulatory Affairs Specialist is responsible for ensuring that all products comply with domestic and international regulatory requirements. This involves collaborating with various departments and external agencies to guide the company through different stages of product development by...

ResponsibilitiesThe Director, Corporate Functions Compliance will be responsible for the following:Developing and implementing a compliance program that ensures Corporate Functions operate in accordance with governing regulations and internal policies.Maintaining oversight of regulatory compliance across multiple jurisdictions.Collaborating with Global...

Regulatory Compliance Specialist RoleAt Belco Private Capital Inc., we are seeking a highly skilled Compliance Associate to join our regulatory compliance team.ResponsibilitiesTransaction Review and Approval: The successful candidate will be responsible for reviewing and approving investor transactions using our dealer software, ensuring strict adherence to...

Position:           Compliance Education SpecialistLocation:           Hybrid – Head Office in Toronto Status:              Full-time, Permanent Salary:              Targeting a base salary between $80,000 – 90,000 Are you:a skilled professional in compliance education with hands on experience developing...

Regulatory and Compliance Consultant - BATwo roles (Sr and Intermediate) for Regulatory compliance, monitoring and testing, controls, governance project with one of the major Canadian banks. Looking for BA-kind of profiles.Location: Toronto downtown (2-3 days per week onsite)Responsibilities:Provides expertise in the design, development, management and...

Regulatory and Compliance Consultant - BATwo roles (Sr and Intermediate) for Regulatory compliance, monitoring and testing, controls, governance project with one of the major Canadian banks. Looking for BA-kind of profiles.Location: Toronto downtown (2-3 days per week onsite)Responsibilities:Provides expertise in the design, development, management and...

Our CultureAt FNZ, we value teamwork and diversity, and we are committed to creating a culture that opens up limitless opportunities for our employees, customers, and the wider world. Our ambition is to deliver a culture for growth, one that inspires, excites, and moves us forward. We believe that great impact is only possible with great teamwork, and we...

This is an exciting time to join a growing organization at the forefront of the evolution of the Canadian financial markets. CanDeal is a leading provider of an electronic marketplace and data services for Canadian dollar fixed income securities and derivatives. Its Markets division provides access to a deep pool of liquidity for Canadian government, agency,...

This is an exciting time to join a growing organization at the forefront of the evolution of the Canadian financial markets. CanDeal is a leading provider of an electronic marketplace and data services for Canadian dollar fixed income securities and derivatives. Its Markets division provides access to a deep pool of liquidity for Canadian government, agency,...

We are seeking an experienced Regulatory Affairs specialist to join our team at US Tech Solutions. In this critical role, you will be responsible for ensuring regulatory compliance by applying relevant standards, requirements, processes, and policies. Your expertise in eCTD submissions, Health Canada regulations, and Canadian drug laws will be valuable...

Compliance Education Specialist Location: Hybrid – Head Office in Toronto Status: Full-time, Permanent a skilled professional in compliance education with hands on experience developing and delivering meaningful materials to a wide variety of adult audiences? excited by the opportunity to shape educational material and content in a regulatory...