Risk Management Specialist

3 days ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

About SGS Société Générale de Surveillance SA:

We are seeking a skilled Risk Management Specialist to join our team in Montreal. This is an exciting opportunity to work in a key area of our Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.

Société Générale de Surveillance SA's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.

The US CMS Trade Surveillance team is seeking additional resources to support its monitoring of the U.S. operations. As a Risk Management Specialist, you will participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.

Your day-to-day responsibilities will include reviewing trade surveillance alerts, escalating issues to relevant stakeholders for investigation and resolution, and participating in the development, testing and implementation of new surveillance scenarios and minimum standards.

You will also contribute to the preparation of management metrics and reports, participate in regional and global compliance initiatives and investigations, and assist with the review and analysis of new and/or amended industry rules and regulations.

Additionally, you will assist with new business initiatives and their potential impact to the surveillance program, ensuring that we remain ahead of the curve in risk management.

We offer a competitive salary of $80,000 - $110,000 per year, depending on experience.

Requirements:

Must Have:

  • Bachelor's Degree or its equivalent.
  • 1-3 years of experience in either trade surveillance general compliance and/or financial services.
  • General knowledge of applicable regulations relating to Banking, Broker-Dealer and Futures Commission Merchant activity.
  • Strong interpersonal and written/verbal communication skills.
  • Strong analytical, problem-solving, and organizational skills.
  • Ability to balance multiple, simultaneous priorities in a fast moving and demanding environment.
  • Self-starter with the aptitude to work independently and in a team setting.
  • Strong attention to detail.
  • Experience with Microsoft Word, Excel, and PowerPoint.

Benefits:

We offer a hybrid work arrangement that offers employees the flexibility to work remotely, as well as on-site, in order to promote interaction and collaboration with colleagues while adhering to all SG standard protocols.

We provide a supportive maternity, paternity, parental and adoption leave policy, health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories (health, training, electronics etc.), fully sponsored virtual healthcare assistance and Employee Assistance Program to you and your immediate family.

We are committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate.



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