Financial Compliance Specialist

6 days ago


Burlington, Ontario, Canada DLL - Financial Solutions Partner - Part of Rabobank Full time
Job Description

The Compliance Officer role at DLL - Financial Solutions Partner - Part of Rabobank is a crucial part of the 2nd line of defence. As a Compliance Officer, you will support the wider business by providing guidance on compliance-related matters with thorough knowledge of both the business processes, internal policies and procedures, and relevant laws and regulations.

You will be responsible for implementing policy requirements and contributing to the development of quality, streamlined, and fit-for-purpose compliance strategies and policies, training and information programs, plans, policies, and resources.

Key Responsibilities
  • Provide advisory services to business owners on regulatory developments and support the implementation of new regulations.
  • Execute local monitoring activities on compliance risks/themes and provide feedback to relevant stakeholders on how to improve business processes to comply with DLL's policies and standards.
  • Develop and implement programs encompassing Financial Crime (AML and Fraud), Privacy & Records Management, and Conduct Compliance.
  • Plan, execute, and report on Second Line Monitoring (SLM) activities as required.

This is an excellent opportunity for a talented professional to join our team and make a meaningful contribution to ensuring the highest standards of compliance are met.



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