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Compliance and Risk Manager, Advisory Services

2 weeks ago

Toronto, Ontario, Canada Scotiabank Full time
Job Summary:

We are seeking a highly skilled Senior Compliance Officer to join our Canadian Wealth Distribution Compliance team. As a key member of the team, you will be responsible for ensuring that all activities conducted are in compliance with governing regulations, internal policies, and procedures.

Main Responsibilities:

  • Champion a customer-focused culture to deepen client relationships and leverage broader bank relationships, systems, and knowledge.
  • Conduct advisory activities and investigations to identify potential risks and ensure effective remediation of non-compliance situations.
  • Collaborate with the Compliance team to execute a risk-based regulatory compliance advisory program.
  • Provide expert written and oral advice to businesses on various Compliance matters.

Essential Qualifications:

  • University or college degree preferable.
  • Minimum of 5 years relevant experience in the financial industry.
  • Excellent analytical and investigative skills with strong attention to detail.