Financial Crime Risk Investigator II, Lead Adjudicator Alternative
1 week ago
We are seeking a seasoned Financial Crime Risk Investigator II, Lead Adjudicator to join our team. In this role, you will play a critical part in undertaking preliminary assessments of inbound referrals from various sources, including production orders, GRIDs, and law enforcement referrals. Your primary responsibility will be to determine if these referrals warrant further investigation for potential financial crime risk or require closure.
This position requires strong AML knowledge to make informed decisions based on early fact-finding of intake materials, risk rating, tracking, and routing to the appropriate team for further investigation. You will be comfortable making timely decisions, assessing risk ratings, documenting rationales, and managing high-volume intake to ensure case assignment with investigators. Additionally, you will take the lead in training newly hired employees, who hold a multi-disciplinary skillset that enables them to pivot and assess cases from various sources as needed.
About Us:The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, ranking fifth largest by branches/stores. We deliver legendary customer experiences to over 27 million households and businesses worldwide. With over 95,000 TD colleagues bringing their skills, talent, and creativity to the Bank, we strive to enrich lives through exceptional service, innovative banking solutions, and community engagement.
Key Responsibilities:- Assess inbound referrals for risk exposure and red flags for financial crime risks at TD.
- Undertake basic research, including open-source and internal bank system analysis, to quickly determine if additional investigation is warranted and at what level of complexity.
- Evaluate cases for risk rating and document rationale, leveraging AML knowledge, training, and sound judgment.
- Recommend early mitigation and provide thematic recommendations on intake sources to drive ongoing quality improvement.
- Lead in training new colleagues and assist with time-sensitive ad hoc requests.
- Undergraduate degree and 4+ years relevant experience in banking, AML regulations, or other financial crime roles.
- Demonstrated experience in transactional analysis, people management, and stakeholder engagement.
- Strong written and verbal communication skills, ability to articulate complex ideas, and excellent organizational skills.
- AML designations or proven experience in financial crime risk management.
We offer a competitive salary range of $120,000 - $180,000 per year, plus a comprehensive benefits package, career development opportunities, and recognition programs. Our Total Rewards package reflects investments in colleague well-being, growth, and success.
Location:This role is based in Canada, and successful candidates must be authorized to work in the country.
-
Financial Crime Risk Investigator II
1 month ago
Toronto, Ontario, Canada TD Bank Full timeJob DescriptionThe AML Financial Crime Risk Investigator II (Enhanced Due Diligence, High Risk Customer Program) is responsible for conducting end-to-end moderate complexity EDD reviews/AML investigations specifically relating to high risk customers and other referrals. This role requires the ability to apply reasonable grounds to suspect money laundering,...
-
Financial Crime Risk Investigator II
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Financial Crime Risk Investigator II to join our team. As a key member of our risk management team, you will be responsible for conducting investigative analysis, collecting and assessing case file information, and identifying emerging AML and Sanctions/ABAC risks.Key...
-
Financial Crime Risk Investigator II
1 month ago
Toronto, Ontario, Canada TD Bank Full timeJob DescriptionJob Summary: We are seeking a highly skilled AML Financial Crime Risk Investigator II to join our team. As a key member of our High Risk Customer Program, you will be responsible for conducting end-to-end moderate complexity EDD reviews/AML investigations specifically relating to high risk customers and other referrals.Key...
-
AML Financial Crime Risk Investigator II
3 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the RoleThe AML Financial Crime Risk Investigator II is responsible for conducting end-to-end Enhanced Due Diligence (EDD) reviews and investigations of high-risk customers, focusing on Ministerial Directives and other specialized types of high-risk customers. This role involves applying reasonable grounds to suspect money laundering, terrorist...
-
Financial Crime Risk Investigator II
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the RoleThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Financial Crime Risk Investigator II to join our team. As a key member of our High Risk Customer Program, you will be responsible for conducting end-to-end moderate complexity EDD reviews/AML investigations specifically relating to high risk customers and other referrals.Key...
-
Financial Crime Risk Investigator
1 week ago
Toronto, Ontario, Canada TD Bank Full timeJob SummaryThe AML Financial Crime Risk Investigator II, Enhanced Due Diligence, High Risk Customer Program, is responsible for conducting end-to-end moderate complexity EDD reviews/AML investigations specifically relating to high-risk customers and other referrals. This role requires authority in applying reasonable grounds to suspect money laundering,...
-
AML Financial Crime Risk Investigator II
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the RoleThe Toronto-Dominion Bank (Canada) is seeking an experienced AML Financial Crime Risk Investigator II to join our team. As a key member of our AML Financial Crime Investigations team, you will be responsible for conducting end-to-end EDD reviews/AML investigations specifically relating to high-risk customers, focusing on Ministerial Directives...
-
AML Financial Crime Risk Investigator II
2 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the RoleJoin The Toronto-Dominion Bank (Canada) as an AML Financial Crime Risk Investigator II - Enhanced Due Diligence Specialist. In this role, you will be responsible for conducting end-to-end EDD reviews/AML investigations specific to high-risk customers focusing on Ministerial Directives and other specialized types of high-risk customers.Key...
-
AML Financial Crime Risk Investigator II
1 week ago
Toronto, Ontario, Canada TD Bank Full timeJob Description:The AML Financial Crime Risk Investigator II is responsible for conducting end-to-end moderate complexity EDD reviews/AML investigations specifically relating to high risk customers and other referrals. This role requires authority in applying reasonable grounds to suspect money laundering, terrorist financing and other financial...
-
Financial Crimes Investigator
4 weeks ago
Toronto, Ontario, Canada BMO Financial Group Full timeJob Overview We are seeking a skilled Financial Crimes Investigator to join our team at BMO Financial Group. As a key member of our team, you will be responsible for conducting investigations to identify, assess, and report on potential threats and financial crimes.Key Responsibilities:Conduct in-depth investigations to identify and assess potential...
-
Senior Financial Crime Risk Investigator
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryThe Toronto-Dominion Bank (Canada) is seeking a skilled Senior Financial Crime Risk Investigator to join our team. As a key member of our financial crime risk management team, you will be responsible for conducting complex investigations, analyzing evidence, and identifying risks to ensure the integrity of our financial systems.Key...
-
AML Financial Crime Risk Investigator II
1 week ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the Role:We are seeking a highly skilled AML Financial Crime Risk Investigator II to join our team at The Toronto-Dominion Bank. This role is responsible for conducting end-to-end Enhanced Due Diligence (EDD) reviews and AML investigations specifically relating to high risk customers, focusing on Ministerial Directives and other specialized types of...
-
Financial Crime Investigator Lead
2 weeks ago
Toronto, Ontario, Canada Equitable Bank Full timeJob OverviewEquitable Bank is seeking a highly skilled Financial Crime Investigator Lead to join our Corporate Security team. In this critical role, you will be responsible for leading and managing complex investigations, ensuring compliance with regulatory requirements, and upholding the highest ethical standards.ResponsibilitiesLead and manage complex...
-
Old Toronto, Ontario, Canada TD Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Investigator to join our team at TD. As a key member of our Financial Crime Investigations unit, you will be responsible for conducting complex investigations, analyzing evidence, and identifying emerging risks and trends.Key ResponsibilitiesConduct thorough and timely investigations into...
-
Senior Financial Crime Risk Investigator
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Senior Financial Crime Risk Investigator to join our team. As a key member of our High Risk Customer Program, you will be responsible for conducting end-to-end enhanced due diligence reviews and AML investigations on high-risk customers.Key ResponsibilitiesConduct complex enhanced due...
-
Financial Crimes Investigator
2 weeks ago
Toronto, Ontario, Canada Equitable Bank Full timeAbout this Role:We are seeking a highly skilled Financial Crimes Investigator to join our Equitable Bank team. This role will be responsible for conducting complex investigations to identify and prevent financial crimes, ensuring the integrity of our operations and protecting our customers.Key Responsibilities:Conduct thorough investigations of financial...
-
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryBrief OverviewWe are seeking a highly skilled and experienced professional to join our team as a Senior Manager, Financial Crime Risk and Investigation. As a key member of our leadership team, you will be responsible for leading a team of investigators and managing the investigation process to identify and prevent financial crime.Main...
-
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Title: AML Financial Crime Risk Investigation Support Officer IIJob Summary:The AML Financial Crime Risk Investigation Support Officer II provides analytical and operational process support within a defined area. As a key resource and specialist, you will build and maintain knowledge of relevant regulations and emerging regulations affecting money...
-
Risk Intelligence Specialist II
2 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a Risk Intelligence Specialist II to join our team. As a key member of our organization, you will be responsible for conducting investigations of moderate complexity for both internal and external cases. You will recommend de-marketing and/or freezing accounts by the appropriate investigative unit and conduct adjudications of...
-
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryThis role is responsible for leading a team of specialized professionals and managers to ensure effective management of financial crime risk. The Senior Manager, AML Financial Crime Risk Investigation will oversee complex investigations, ensure compliance with regulatory requirements, and identify key control weaknesses.Key ResponsibilitiesLead a...
