AML Compliance Risk Manager

7 days ago

Old Toronto, Canada Scotiabank Full time

Experience a fulfilling career at Scotiabank, a leading bank in the Americas. Our purpose is to empower our customers and their communities to succeed.

The estimated salary for this role is around $80,000 - $110,000 per year, depending on your qualifications and experience.

About the Job

This is an exciting opportunity for a skilled AML compliance professional to join our team as a Compliance Officer Senior. As a key member of our Global Compliance Trade Surveillance Department, you will contribute to the overall performance of the team and support the development and management of the GCTS Governance and Strategy program.

Key Responsibilities

  • Develop a deep understanding of products, markets, systems, regulations, and personnel necessary to identify, diagnose, and problem-solve within policies and procedures.
  • Assist in the development and enhancement of surveillance program governance procedures and processes.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Support regulatory and internal audit inquiries by gathering documents and/or data extracts and actively providing support for remediation or issue management to closure.
  • Collaborate with stakeholders to consolidate and maintain Key Risk Indicators (KRIs) and Key Performance Indicators (KPIs) to monitor the effectiveness of the GCTS Governance and Strategy program.
  • Organize and participate in risk and control meetings, document and maintain record-keeping, and ensure compliance with governing regulations, internal policies, and procedures.

Requirements

  • Post-secondary education and/or professional designations.
  • Securities licenses, Canadian Securities Course, Conduct and Practices Handbook Course (CPH), Trader Training Course (TTC), and/or Derivatives Fundamentals Course (DFC) preferred.
  • Minimum 3-5 years of related experience at a financial institution and/or regulated securities dealer.
  • Able to work independently and with other staff across functional lines within the Bank.
  • In-depth knowledge of regulatory and compliance requirements.
  • Identify external market activity, news, and additional factors that may influence trading activities.
  • Strong analytical and investigative skills and demonstrated ability to operate at a strategic level.
  • Sound judgment in identifying risks to proactively escalate with relevant senior management.
  • Excellent oral and written communication skills.

About Scotiabank

We value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role.

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