Compliance Monitoring Administrator
6 days ago
About the Role:
Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department. The team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.
The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of the U.S. market. The successful candidate will be working in a key area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.
Key Responsibilities:
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Participate in quality assurance and reasonability testing of surveillance controls.
- Participate in regional and global compliance initiatives and investigations.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Assist with new business initiatives and their potential impact on the surveillance program.
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Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Compliance Monitoring AdministratorSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Monitoring Administrator to join our global team. As a key member of our team, you will play a critical role in ensuring compliance with applicable policies, industry rules, and regulations.Key Responsibilities:Participate...
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Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Compliance Monitoring AdministratorSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Monitoring Administrator to join our global team. As a key member of our team, you will play a critical role in ensuring compliance with applicable policies, industry rules, and regulations.Key Responsibilities:Participate...
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Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a Compliance Monitoring Administrator, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key ResponsibilitiesParticipate in the monitoring of...
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Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a Compliance Monitoring Administrator, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key ResponsibilitiesParticipate in the monitoring of...
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Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Compliance department. As a Compliance Monitoring Administrator, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key ResponsibilitiesParticipate in the monitoring...
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Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Compliance department. As a Compliance Monitoring Administrator, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key ResponsibilitiesParticipate in the monitoring...
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Compliance Monitoring Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Monitoring Administrator to join its global team. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The...
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Compliance Monitoring Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations. We are seeking a Compliance Monitoring Specialist to support our monitoring of security transactions and Firm communications in the...
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Compliance Monitoring Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled professional to join its Montreal office. As a Compliance Monitoring Specialist, you will play a key role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The successful candidate...
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Compliance Monitoring Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Montreal office to support its monitoring of the U.S....
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team consists of two surveillance teams, one focused on monitoring security transactions and the other on monitoring audio and...
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Compliance Monitoring Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
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Compliance Monitoring Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of the...
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of the...
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Compliance Monitoring Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
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Compliance Monitoring Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
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Compliance Monitoring Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
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1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring security...
