Compliance Associate Position

Job Title: Compliance Associate, ContractThe Compliance Associate, Contract, will play a critical role in ensuring the accuracy and reliability of our financial reporting. This position will be responsible for performing fieldwork associated with the independent testing of Internal Controls over Financial Reporting (ICFR) and executing audit procedures to...

Job DescriptionOverviewRoyal Bank of Canada is seeking a skilled Compliance Director to join its team in Canada. This senior role will support the bank in managing compliance risks and ensuring adherence to regulatory requirements.Key ResponsibilitiesProvide strategic guidance on compliance matters to senior management and the board.Develop and implement...

About the RoleWe are seeking a highly skilled Compliance Associate to join our team at Wealthsimple. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key ResponsibilitiesConduct daily supervision of trading activity, staff conduct, and handle...

About the RoleWe are seeking a highly skilled Compliance Associate to join our team at Wealthsimple. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key ResponsibilitiesConduct daily supervision of trading activity, staff conduct, and handle...

About the RoleWe are seeking a highly skilled Compliance Associate to join our team at Wealthsimple. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key ResponsibilitiesConduct daily supervision of trading activity, staff conduct, and handle...

About the RoleWe are seeking a highly skilled Compliance Associate to join our team at Wealthsimple. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key ResponsibilitiesConduct daily supervision of trading activity, staff conduct, and handle...

About the RoleWe are seeking a highly skilled Compliance Associate to join our team at Wealthsimple. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesConduct regular reviews of client and employee supervision...

Job SummaryThe Compliance Associate, Contract, will play a key role in ensuring the effective implementation of internal controls over financial reporting (ICFR) and supporting the external auditor during quarterly, interim, and year-end financial statement audits. This position will also be responsible for supporting several other compliance programs,...

Job SummaryThe Compliance Associate, Contract, will play a key role in ensuring the effective implementation of internal controls over financial reporting (ICFR) and supporting the external auditor during quarterly, interim, and year-end financial statement audits. This position will also be responsible for supporting several other compliance programs,...

The Compliance Associate, Contract, will play a key role in ensuring the accuracy and integrity of Toronto Hydro's financial reporting. This includes performing independent control testing of internal controls over financial reporting, as well as executing audit procedures to support the external auditor during quarterly, interim, and year-end financial...

Job DescriptionJob SummaryWe are seeking a highly motivated Compliance Associate to join our Public Markets Compliance team. The ideal candidate will have strong knowledge of investment compliance and a proven track record of managing restricted lists and related information barriers.Key ResponsibilitiesDrive excellence in the management of the end-to-end...

About the Role:We are seeking a highly skilled AML Compliance Associate to join our team at Scotiabank. In this role, you will be responsible for supporting the effective design and execution of our AML/ATF and Sanctions compliance program globally.Key Responsibilities:Champion a customer-focused culture to deepen client relationships and leverage broader...

Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart technology, we take financial services that are often confusing, opaque and expensive and make them transparent and low-cost for everyone. We're the largest fintech company in Canada, with over 3 million users who trust us...

Job Title: Associate Director, Global Governance and ComplianceScotiabank is seeking an experienced Associate Director to join our Global Governance and Compliance team. As a key member of our team, you will be responsible for ensuring the effective design and execution of our AML/ATF and Sanctions compliance program globally.Key Responsibilities:Champion a...

Job Title: Associate Director, Global Governance and ComplianceScotiabank is seeking an experienced Associate Director to join our Global Governance and Compliance team. As a key member of our team, you will be responsible for ensuring the effective design and execution of our AML/ATF and Sanctions compliance program globally.Key Responsibilities:Champion a...

Job SummaryWe are seeking a highly skilled Associate Director, Compliance to join our team at RBC Global Asset Management in Canada. As a key member of our Compliance program, you will play a critical role in ensuring our business operations are in compliance with regulatory requirements.Key ResponsibilitiesAnalyze and interpret complex regulatory rules and...

Job SummaryWe are seeking a highly skilled Associate Director, Compliance to join our team at RBC Global Asset Management in Canada. As a key member of our Compliance program, you will play a critical role in ensuring our business operations are in compliance with regulatory requirements.Key ResponsibilitiesAnalyze and interpret complex regulatory rules and...

Job SummaryWe are seeking an experienced Associate Director to join our Compliance Shared Services team at Royal Bank of Canada. The successful candidate will play a key role in supporting the Managing Director, Compliance Shared Services for Canada and the Caribbean.Key ResponsibilitiesDesign, implement, and administer the Regulatory Compliance Management...

Job SummaryWe are seeking an experienced Associate Director to join our Compliance Shared Services team at Royal Bank of Canada. The successful candidate will play a key role in supporting the Managing Director, Compliance Shared Services for Canada and the Caribbean.Key ResponsibilitiesDesign, implement, and administer the Regulatory Compliance Management...

Job SummaryThe Royal Bank of Canada is seeking a highly skilled Associate Director, Compliance to join our team in Toronto or Vancouver. As a key member of our Compliance program, you will play a critical role in ensuring the integrity and compliance of our operations.Key ResponsibilitiesAnalyze and interpret complex regulatory rules and developments to...