Compliance Risk Manager

Role OverviewThis role supports clients in the mining and metals industry by assisting their Ethics and Compliance (E&C) teams in managing and implementing the E&C Program across Canada and the Americas region.Key ResponsibilitiesImplement the E&C Business Integrity and Compliance Programme, ensuring adherence to E&C Standards and Procedures.Provide expert...

About SGS Societe Generale de Surveillance SASGS Société Générale de Surveillance SA is a global leader in the field of compliance and risk management. Our team within the Compliance department is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.The US...

Arobas Personnel is seeking a seasoned Security Compliance and Risk Lead to join our team.The ideal candidate will be responsible for ensuring the organization's compliance with relevant laws, regulations, and industry standards. This involves developing and implementing robust security policies, conducting regular audits, and managing compliance with...

Job SummaryWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at the Bank of Montreal. As a key member of our compliance team, you will be responsible for supporting the effective implementation, maintenance, and administration of first-line-of-defense programs, including operational risk, AML, compliance, and regulatory...

Job OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at the Bank of Montreal.Key ResponsibilitiesSupport business operations outside the province of Quebec by providing compliance expertise in French and English.Implement risk management programs and frameworks, gathering and formatting data into regular and...

About the Role:We are seeking a talented Compliance Risk Manager to join our team at SGS Société Générale de Surveillance SA. As a Compliance Risk Manager, you will be responsible for monitoring security transactions to ensure compliance with Exchange rules.Responsibilities:Review of trade surveillance alerts and escalation of issues to relevant...

Job SummaryAs a Senior Compliance Professional at National Bank, you will play a key role in ensuring the compliance of our Private Wealth Advisors and branches with internal policies and procedures, as well as industry regulatory requirements.Key ResponsibilitiesAnalyze and authorize documentation, new accounts, and updates to client records.Perform...

Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at beBee Professionals in Montreal. The ideal candidate will have a Bachelor's degree in Accounting, Finance, or a related field, and a minimum of 3 years of experience in a similar role. The successful candidate will be responsible for identifying and...

Arobas Personnel is seeking a seasoned Security Compliance and Risk Lead to join their team in Montreal.Remote: Hybrid - 2 days/week in the officeThe ideal candidate will be responsible for ensuring the organization adheres to applicable laws, regulations, and industry standards. This role involves developing and implementing strong security policies,...

Canadian National Railway Company (CN) is seeking a highly motivated professional to fill a full-time Governance, Risk and Compliance position in Montreal, QC.Job SummaryThe Governance, Risk and Compliance (GRC) team is responsible for maintaining the company's security posture through governance, risk management, and compliance. The team provides the...

At Intelcom, we are looking for a seasoned Risk Management Expert to join our team in Canada.The ideal candidate will have a strong background in auditing or risk management, with experience in identifying and mitigating risks within organizations. This role is focused on ensuring the smooth operation of our logistics and compliance processes.We offer a...

Job SummaryAs a Compliance Risk Manager at National Bank, you will play a key role in ensuring that our Private Wealth Advisors and branches comply with internal policies and procedures as well as industry regulatory requirements.Key ResponsibilitiesAnalyze and authorize documentation, new accounts, and updates to client records.Perform transactional...

Job DescriptionSociete Generale de Surveillance SA's Capital Market Surveillance team is seeking a skilled Compliance Risk Management Specialist to join our global compliance program. This exciting opportunity will allow you to work in a key area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across...

About UsSociete Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams: one focused on monitoring security transactions...

About the RoleAs a Compliance Risk Management Professional at SGS Société Générale de Surveillance SA, you will play a crucial role in ensuring the company's Capital Market Surveillance program is aligned with regulatory requirements and industry standards.This position offers an exciting opportunity to join a global team responsible for monitoring...

Job SummaryAs a Compliance Supervisor, you will play a critical role in managing centralized approvals nationwide and providing essential support to regional Compliance Supervisors during their absences.This role involves conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance efforts to ensure that all Wealth...

Squarepoint Capital is a global investment management firm that leverages a diversified portfolio of systematic and quantitative strategies across financial markets to achieve high-quality, uncorrelated returns for clients. With deep expertise in trading, technology, and operations, the firm attributes its success to rigorous scientific research and a...

Achieve a positive impact on the organization by joining National Bank as a Senior Analyst in the Communications Surveillance team. The role is to assist with surveillance and compliance monitoring for the Financial Markets division.Key responsibilities include performing employee business conduct surveillance, identifying potential violations of regulatory...

At Squarepoint Capital, we are seeking a Compliance Risk Specialist to support our Compliance department in delivering our wider compliance program. The ideal candidate will have a strong understanding of regulatory requirements and experience in maintaining and protecting the good reputation of a financial institution.Key Responsibilities:Support the...

About SGS Société Générale de Surveillance SAWe are a leading global financial institution with a strong commitment to compliance and risk management.Job DescriptionAs a Compliance Monitoring Administrator, you will play a critical role in our Trade Surveillance program, ensuring that we comply with all applicable regulations and laws. Your...