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Data Management and Compliance Specialist

1 month ago


Toronto, Ontario, Canada Brookfield Asset Management Full time
About Us

Brookfield Asset Management is a leading global alternative asset manager with a 120-year history.

Job DescriptionKey Responsibilities:
  • Lead data management efforts across various systems to ensure integrity and compliance.
  • Collaborate with Portfolio Management and Risk Management teams to monitor product life cycles.
  • Interact with custodians, counterparties, and outsourcing providers to ensure accuracy and completeness.
ResponsibilitiesData Management:
  • Manage the enterprise database on behalf of Middle-Office Investment Ops team.
  • Ensure data integrity and access compliance across systems.
  • Maintain security master data at one central source and ensure accuracy against investment team's views.
  • Ongoing data validation between accounting, risk, and market data systems.
  • Monitor ratings sources/changes on underlying investments.
Compliance:
  • Ongoing compliance monitoring and reporting for all IMAs.
  • Prepare period treaty-level reporting packages.
  • Help build procedures and best practices for accurate and timely monitoring of positions across all accounts.
Other Activities:
  • Participate in testing and implementation of operational enhancements and special projects.
  • Contribute to continuous development of operational processes and controls.
  • Provide exceptional service when interacting with internal and external contacts.
  • Support internal and external audit related activities.
  • Participate in working groups targeting industry and regulatory initiatives and best practices.
  • Coordinate onboarding of new accounts, investment types, brokers, and counterparties.
Qualifications & Requirements
  • Minimum 4 years of experience; CFA/CAIA/FRM designation preferred.
  • Insurance sector experience and knowledge of insurance requirements an asset.
  • Bachelor's degree in finance, economics, or other relevant fields required.
  • Experience with programming languages (Python, SQL, VBA, etc.) an asset.
  • Experience managing large quantities of data with various degrees of access.
  • Excellent working knowledge of complex investment products and P&L analysis.
  • Excellent working knowledge of Alternative Investments.
  • Thorough and meticulous with focus on details.
  • Self-motivated and proactive with ability to operate independently.
  • Team-oriented with commitment to shared success.
  • Superior communication and interpersonal skills.
  • Ability to prioritize multiple responsibilities to meet deadlines.
  • Proven continuous process improvement mindset and positive team attitude.
  • High degree of professional ethics and integrity.
Estimated Salary Range

$120,000 - $180,000 per year, depending on location and experience.

Benefits
  • Diverse range of benefits including health insurance, retirement plan, and paid time off.
Others

Become part of a dynamic team driving innovation and excellence in the financial services industry.