Senior Compliance Surveillance Manager

Key ResponsibilitiesThe Senior Compliance Officer, Trade Surveillance will directly conduct capital markets trading related surveillance, monitoring, and support for the Global Banking and Markets & Treasury business division of Scotiabank. This role is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in...

Job SummaryScotiabank is seeking an experienced professional to lead our global trade surveillance program. As a Director, Global Compliance Trade Surveillance, you will be responsible for developing and implementing strategies to ensure compliance with regulatory requirements.About the RoleThis is a critical leadership position that requires strong...

Job OverviewA high-profile opportunity has arisen for an accomplished Compliance Trade Surveillance Lead to join Scotiabank's dedicated team of experts. The successful candidate will play a pivotal role in leading the development and implementation of comprehensive trade surveillance programs, ensuring adherence to regulatory requirements and industry best...

Job SummaryWe are seeking a highly skilled Compliance Officer, Surveillance to join our team at CI Financial. This role is responsible for conducting daily and monthly reviews of client account activity, identifying trends, and escalating concerns to the Manager of Trade Surveillance.Key Responsibilities- Conduct daily and monthly reviews of client account...

Company OverviewScotiabank is a leading bank in the Americas, committed to helping its customers achieve success through a range of advice, products and services.SalaryThe estimated annual salary for this role is $80,000 - $120,000, depending on experience.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Global...

Job OverviewAs a Senior Manager, Capital Markets Trade Surveillance, you will be part of the RBC Compliance Surveillance Team, playing a critical role in the bank's second line-of-defense function. This team works closely with the first line and the third line (Internal Audit) to ensure the effective monitoring of trading activity and communications for...

Job SummaryWe are seeking a highly skilled Senior Compliance Risk Manager to join our team in Toronto, Canada. As a key member of our compliance function, you will play a critical role in ensuring the bank's risk management and regulatory requirements are met.About the RoleThe successful candidate will be responsible for:Conducting regular risk assessments...

Job OverviewWe are seeking a highly experienced Compliance Director to join our team at Royal Bank of Canada, supporting RBC Global Asset Management in Canada.About the RoleThe successful candidate will be responsible for leading the Compliance team's operations, ensuring strategic objectives and initiatives are executed, and reporting obligations are...

About the OpportunityThe Senior Privacy Compliance Manager role is a strategic position within our global Privacy function, reporting directly to the Group Chief Privacy Officer. This senior professional will lead the development and implementation of Flight Centre Travel Group's privacy management program across their region, ensuring compliance with all...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at the City of Toronto.Job SummaryThe successful candidate will be responsible for leading and overseeing the development and implementation of data-informed, risk-based audit techniques, procedures, and programs to monitor compliance of licensees and...

Job OverviewWe are seeking a seasoned Senior Compliance and Risk Management Professional to join our International Compliance & AML team in Toronto, Canada.About the RoleIn this role, you will play a key part in executing the Global Compliance Regulatory Compliance Management and Anti-money laundering/Anti-Terrorist Financing (AML/ATF) Program across...

LEO Pharma's Thrombosis Business Unit is dedicated to addressing the critical medical need of thrombosis, treating over 8 million patients annually.About the RoleWe are seeking a highly skilled Senior Compliance Strategist to oversee Compliance activities in the US and Canada, develop a Compliance plan with measurable metrics, and lead a team of Compliance...

CI Financial is seeking a Senior Compliance Officer to join its Compliance team. The successful candidate will be responsible for fostering a culture of compliance within the organization, ensuring adherence to securities industry rules and regulations.About CI FinancialWe are a leading financial services company with a strong commitment to excellence. Our...

About ONxpress Transportation PartnersWe are chosen by Metrolinx and Infrastructure Ontario to enter the Development Phase of the On-Corridor Works project, transforming the GO regional rail network with electrification, more frequent service, shorter journey times, and a modernized system for the Greater Toronto and Hamilton Area.Job SummaryWe seek an...

About the RoleWe are seeking a highly experienced Senior AML Compliance Manager to join our team in Toronto. As a key member of our Financial Crimes, Managed Services team, you will play a critical role in helping our clients identify and mitigate risks related to money laundering, terrorist financing, corruption, and other legal and reputational risks.Key...

Estimated Annual Salary: $120,000 - $180,000About ScotiabankScotiabank is a leading bank in the Americas. Our purpose is to 'empower people and businesses to succeed.' We offer a range of advice, products, and services to help our customers achieve their goals.About the RoleWe are seeking an experienced Senior Compliance Specialist to join our team in...

OverviewThe Compliance Officer will play a pivotal role in ensuring the bank's adherence to regulatory requirements and internal policies. This position will be responsible for conducting surveillance activities to identify potential regulatory violations and ensuring that the bank's trading practices are in line with industry standards.Key...

**Job Overview**UnionPay International is seeking an experienced Senior Regulatory Compliance Specialist to support the company's compliance work in Canada. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in the payment industry. **Key Responsibilities**The Senior Regulatory Compliance...

Job Title: Senior Manager, Financial Compliance and Risk ManagementWe are seeking a highly skilled Senior Manager to join our team in Toronto.About the Role:The Senior Manager, Financial Compliance and Risk Management will play a key role in driving transformation of the Auditor Independence function to streamline activities while mitigating risk. This...

About UsGlobal X Canada is an innovative financial services company with a leading suite of exchange traded funds. We cater to investors of all experience levels, offering a diversified range of solutions to meet their investment objectives in various market conditions.We currently have over $37 billion of assets under management and 134 ETFs listed on major...