Risk Management Professional
6 days ago
As a seasoned Senior Associate, you will be responsible for conducting thorough control testing to assess the effectiveness of control activities in accordance with Capital One's Control Standard and other applicable policies. To succeed in this role, you must have a deep understanding of regulatory requirements, business processes, and Enterprise Risk Standards.
We are seeking an experienced professional who can develop a clear and concise narrative from complex information, organize multiple projects, and prioritize deliverables. Your analytical and investigative skills will help drive high-quality results, while your ability to work autonomously in a dynamic environment will ensure timely completion of tasks.
Your Responsibilities
- Lead or support the execution of control tests to assess the design and operating effectiveness of control activities
- Collaborate with business partners to gather information for control testing
- Proactively manage testing activities and schedules to meet expected timelines
- Analyze data to identify issues and trends across the Canada controls environment
- Execute control testing across various control types, including manual and automated controls
- Develop and maintain strong relationships with business and second-line partners
- Assist in creating reports to communicate testing results to business partners
Basic Qualifications
- Bachelor's degree
- At least 3 years of financial consumer compliance monitoring experience or 3 years of consumer compliance auditing experience or 3 years of experience in assessing processes and their controls, or 3 years of experience in assessing third parties and vendors
- Experience in preparing and writing business documents (e.g., presentations for leadership meetings or forums, briefing memos, and reports)
- Familiarity with applicable Canadian regulators (OSFI, OPC, FCAC) and regulations that apply to a credit card business
- Basic data analysis and scripting experience (SQL, Python)
Working at Capital One
Cultivate a comfortable workspace with our one-time Work From Home allowance and enjoy our head office conveniently located near Union Station.
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