Current jobs related to Risk and Compliance Manager - Toronto, Ontario - Apex Systems

  • Compliance and Risk Manager

    5 days ago

    Toronto, Ontario, Canada Wave HQ Full time

    As our Compliance and Risk Manager, you'll be responsible for developing, implementing, and managing Wave's security compliance programs. This role requires a strong understanding of AICPA SOC 2, SOX, NIST CSF, HIPAA, GDPR and/or ISO 27001, as well as experience leading internal and/or external audits.You'll design, implement, and maintain Wave's security...

  • Risk Management Consultant

    5 days ago

    Toronto, Ontario, Canada Cavell Risk, Inc. Full time

    Career Opportunities at Cavell Risk, Inc.OverviewWe are seeking a highly skilled and motivated Insurance Broker to join our team. As a leading provider of insurance solutions, we offer a dynamic work environment and opportunities for professional growth.Job DescriptionThe successful candidate will be responsible for assessing potential client markets,...

  • Compliance Risk Manager

    7 days ago

    Toronto, Ontario, Canada Firmex Full time

    Firmex is a global software-as-a-service provider headquartered in Toronto, Canada.Job DescriptionWe are seeking a detail-oriented individual to join our team as a Junior Compliance Analyst. In this role, you will report to the Risk & Compliance Manager and contribute to our compliance, risk, and IT security programs, including SOC 2, HIPAA, GDPR, and...

  • IT Risk and Compliance Manager

    5 hours ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    Risk Management RoleWe are seeking a skilled Risk Management professional to join our team as a Senior DATA Risk Specialist. This role involves managing information and technology operational risks for a designated portfolio, developing and implementing risk management and governance framework and practices, and providing Effective Challenge in the area of...

  • Compliance Risk Manager

    2 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Scotiabank. As a key member of the Canadian Wealth Distribution Compliance team, you will play a vital role in ensuring that our business strategies and objectives are executed in compliance with governing regulations, internal policies, and procedures.Main...

  • Compliance Risk Manager

    1 day ago

    Toronto, Ontario, Canada Coast Capital Savings Full time

    We're seeking a skilled AMLATF Investigator to join our team at Coast Capital Savings. In this role, you'll be responsible for conducting investigations, assessing risk, and providing recommendations to improve our compliance program.Your strong analytical skills, attention to detail, and ability to work under pressure will be essential in this role. You'll...

  • Insurance Compliance and Risk Manager

    6 days ago

    Toronto, Ontario, Canada DGA Careers Full time

    DGA Careers, a leading insurance recruiting firm in Canada, is seeking an experienced Insurance Compliance and Risk Manager to join our team.Job DescriptionWe are looking for a highly skilled professional with a strong understanding of insurance contract law and regulatory compliance requirements. The successful candidate will be responsible for managing our...

  • Compliance and Risk Manager

    6 days ago

    Toronto, Ontario, Canada Humber River Health Full time

    About This RoleWe are seeking an experienced professional to join our team as a Manager, Risk & Control. This role is responsible for providing high-level corporate and public communication assets, managing corporate media relations matters, and providing expert communications counsel and services to support the delivery of Humber River Hospital's...

  • Compliance Manager

    6 days ago

    Toronto, Ontario, Canada TD Bank Full time

    Company OverviewTD Bank is a global financial institution with a rich history and a strong commitment to customer satisfaction. We are proud to serve over 27 million households and businesses across Canada, the United States, and around the world.Our company culture is built on the values of respect, integrity, and excellence. We believe in fostering a work...

  • Operational Risk and Compliance Manager

    5 days ago

    Toronto, Ontario, Canada Bank of America Full time

    Job Title:Compliance and Operational Risk Management ExecutiveDescription:This role is responsible for overseeing and reporting on compliance and operational risk management across the Bank's enterprise subsidiaries. The ideal candidate will have expertise in compliance or risk management, along with excellent communication and interpersonal...

  • Operational Risk and Compliance Manager

    4 days ago

    Toronto, Ontario, Canada RBC Full time

    Join Our TeamWe are seeking a highly skilled and experienced professional to join our team as an Operational Risk and Compliance Manager. This role will play a critical part in the development and implementation of the global risk management strategy, focusing on operational risk and compliance.The successful candidate will have a strong analytical...

  • IT Risk and Compliance Program Manager

    4 days ago

    Toronto, Ontario, Canada RBC Full time

    Job DescriptionWe are seeking an experienced IT Risk and Compliance Program Manager to join our Messaging Middleware Technologies team. In this role, you will be responsible for managing the overall risk and compliance strategy for the team.You will work closely with risk and regulatory programs, identifying areas of improvement and developing strategies to...

  • Compliance Risk Manager

    6 hours ago

    Toronto, Ontario, Canada MANTU GROUP SA Full time

    About the JobAmaris Consulting is seeking a Compliance Risk Manager to join our team. In this role, you will be responsible for ensuring compliance with internal rules and cybersecurity standards. You will conduct control tests, manage access controls, and lead compliance awareness initiatives.The ideal candidate will have 6-7 years of experience in control...

  • Compliance Risk Manager

    7 hours ago

    Toronto, Ontario, Canada Richardson Wealth Full time

    Key ResponsibilitiesThis role involves leading the development and implementation of policies and procedures to ensure compliance with regulatory requirements. The successful candidate will provide guidance to employees and external professionals on compliance matters.Main Accountabilities:Lead the coordination and management of policy updates and...

  • Compliance Manager

    2 weeks ago

    Toronto, Ontario, Canada CEI Fleet Collision and Safety Full time

    Get started on an exciting career at ElementElement employees make a difference in the lives of others every day. We are re-defining the fleet management industry to be people first, then business – delivering on our promise of a superior client experience. This takes hard work and innovation, and we need more like-minded people on our team.What We NeedWe...

  • Compliance Manager

    3 weeks ago

    Toronto, Ontario, Canada CEI Fleet Collision and Safety Full time

    Job DescriptionAt Element, employees play a critical role in delivering value to customers and ensuring an exceptional client experience.We are committed to the success of our clients, employees, and investors by fostering a culture where every employee can make a difference.Key Responsibilities:Develop, enhance and operationalize enterprise-level compliance...

  • Compliance and Risk Management Leader

    3 days ago

    Toronto, Ontario, Canada Robertson & Company Ltd. Full time

    Rodney Limited is looking for a Compliance and Risk Management Leader to join its team. As Compliance and Risk Management Leader, you will be responsible for overseeing financial management, reporting, and risk mitigation for all plans.This role involves working closely with senior leadership and internal partners to ensure that governance processes comply...

  • Compliance and Risk Manager

    5 days ago

    Toronto, Ontario, Canada Kraft Heinz Company Full time

    About the RoleThis IT Security and Compliance role will collaborate between Information Security and the business regarding compliance-related issues and activities. You will develop reporting and metrics, provide support for the security awareness program, maintain policies, and monitor information security and IT processes for compliance and policy...

  • Manager, Governance, Risk and Compliance

    4 days ago

    Toronto, Ontario, Canada Scene+ Full time

    Who we are Join Scene+ and be part of Canada's most robust lifestyle loyalty program with over 15 million members and growing We are a trusted brand, driven by the belief that there's always something to look forward to with rewards for every kind of life. Our goal is to become Canada's favourite loyalty program by nurturing our Members with rewards their...

  • Risk Management Coordinator

    5 days ago

    Toronto, Ontario, Canada Risk and Insurance Studies Centre, Inc Full time

    About Our MissionRisk and Insurance Studies Centre, Inc is committed to advancing public safety and well-being through risk management and insurance principles.We aim to create a resilient, sustainable, and equitable future through education, innovation, and partnerships across sectors.About the Job DescriptionThis part-time hybrid role is a great...

Risk and Compliance Manager

7 days ago

Toronto, Ontario, Canada Apex Systems Full time
Job Summary:

The Operational Risk Control Specialist will be responsible for ensuring the effective implementation of the Enterprise Compliance Program and Operational Non-Financial Risk Framework across the Wealth Line of Business. This includes designing and implementing monitoring and testing procedures, communicating findings, and providing compliance support to Wealth Management businesses.

This role requires delivering on components of the 1LOD testing plans for Wealth LOBs, executing the 1LOD testing program, and understanding the Enterprise Compliance Program and Operational Non-Financial Risk methodology.