Compliance Risk Manager
2 days ago
We are seeking a highly skilled Compliance Risk Manager to join our team at Scotiabank. As a key member of the Canadian Wealth Distribution Compliance team, you will play a vital role in ensuring that our business strategies and objectives are executed in compliance with governing regulations, internal policies, and procedures.
Main Responsibilities
- Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Conduct advisory activities and investigations, providing knowledgeable written and oral advice to the businesses on various Compliance matters.
- Support the review of regulatory developments, maintenance, and updating of policies, procedures, and compliance systems.
- Assist with regulatory filings, requests, and responses, as well as provide leadership, support, and guidance within the Compliance team.
Requirements
- University or college degree preferable.
- Minimum of 5 years relevant experience in the financial industry.
- Experience in a supervision, regulatory compliance, audit, or risk function an asset.
- Relevant industry accreditations/courses such as (CSI) industry courses or equivalents an asset.
- Excellent analytical and investigative skills with strong attention to detail.
- Able to effectively work with business and other control functions to help implement compliance-risk management initiatives.
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