Risk Management Specialist

4 weeks ago


Toronto, Ontario, Canada CI Financial Full time

At CI Financial, we're seeking a highly skilled Risk Management Specialist to join our team. This role is responsible for developing and implementing the Enterprise Risk Management program, ensuring the company's risk framework is adhered to and adequate risk governance is achieved.

Key Responsibilities:

  • Facilitate the third-party onboarding process, ensuring proper risk and due diligence are conducted prior to vendor selection.
  • Conduct third-party risk assessments in alignment with company policies and industry standards.
  • Manage the completion of ongoing risk management activities and report on instances of non-compliance or other areas of concern.
  • Monitor exception management activities performed by the business to ensure timely remediation or acceptance of identified risks or corrective action plans.
  • Work with Legal and Compliance to assist Business Lines with developing contracts that include designated third-party risk provisions.
  • Create and maintain a centralized vendor inventory that may be reconciled with Finance databases.
  • Execute TPRM activities on behalf of the business and other risk specialist groups to ensure coordination of efforts in a timely manner.
  • Generate key metrics, reports, and vendor dashboards that document the health and stability of the TPRM program on a consistent basis for relevant stakeholders.
  • Manage and administer TPRM procedures, tools, and corresponding support materials.
  • Perform on-site assessments of vendors to identify opportunities for improvement and validate the existence of control practices.
  • Assist in the development of key risk indicators for top risks.
  • Assist in the development and testing of mitigation plans.
  • Assist with the analysis and documentation of risk events.
  • Work with management to identify and update risk registers.

Qualification Requirements:

  • 5+ years of risk management experience, with a focus on Third-Party Risk Management.
  • Post-secondary degree in Business Management or a related field.
  • Risk Management Certification is an asset.
  • Proven understanding of risk management principles and techniques, including excellent planning and organization skills, and the ability to deal with complex issues.
  • Demonstrated effective project management skills, with the ability to drive and manage multiple tasks and timelines independently and as a team.
  • Strong written communication skills, with the ability to build strong relationships with key stakeholders, including senior leaders.
  • Demonstrated critical-thinking and ability to develop, share, and adopt innovative approaches and solutions.
  • Initiative-taker with the ability to work independently.
  • Trains new staff as needed.
  • Detail and results-oriented individual with the ability to perform under pressure.
  • Good understanding of the mutual fund and securities industry.

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice. Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential. Employees with a healthy dose of ambition, a desire to commit to a curious mindset for continuous learning, and a willingness to go the extra mile thrive at CI.

What We Offer:

  • Modern HQ location within walking distance from Union Station.
  • Flexible and Hybrid Work Program.
  • Equipment Purchase Program.
  • Training Reimbursement.
  • Paid Professional Designations.
  • Employee Share Purchase Program (ESPP).
  • Corporate Discount Program.
  • Enhanced group benefits.
  • Parental Leave Top-up program.
  • Fitness membership discounts.
  • Volunteer paid Days.
  • Complimentary vending machines.

We are focused on building a diverse and inclusive workforce. If you are excited about this role and are not confident you meet all the qualification requirements, we encourage you to apply to investigate the opportunity further.



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