Kyc Analyst

Job Summary

We are seeking a highly skilled KYC Analyst to join our team at RBC Capital Markets. As a KYC Analyst, you will play a critical role in ensuring that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.

Key Responsibilities

• Conduct end-to-end Global KYC Refresh due diligence and reviews for RBC Capital Markets in line with global and regional regulatory requirements.
• Conduct KYC due diligence searches and reviews for Low/Medium/High risk clients.
• Act as a subject matter expert on regional KYC/AML regulatory requirements and RBC Capital Market policies.
• Have knowledge of non-AML and regulatory requirements.
• Respond to ad-hoc requests for information from Front Office partners regarding appropriate KYC documentation.
• Escalate to RBCCM AML Compliance, Global Economic Sanctions or other regulatory subject matter experts on clients identified as high risk or where material adverse information has been identified.
• Track documentation that cannot be obtained via internal or public sources and escalate to Front Office/so outreach to clients may be conducted.
• Monitor escalation, refresh and outreach queues to ensure tasks and amendments are executed within agreed-upon timelines.
• Assist with quality control maker-checker/4-eye check reviews as required.

Requirements

• Minimum 2-5 years of KYC/AML Capital Markets experience with a financial institution.
• BA/BS or equivalent.
• In-depth knowledge of global Regulatory requirements (IIROC, FINTRAC, FINRA, FCA, OFSI, IRS, etc.) and/or experience working with regulatory or rule-based environments.
• Familiarity with Capital Markets products, trade systems and business lines.
• Reporting and tracking using tools such as MS Excel, MS Access/SharePoint.
• Advanced knowledge of CDR, Fenergo and trading and settlement applications.

Preferred Qualifications

• Certified Anti-Money Laundering Specialist (CAMS) designation.
• Any financial accreditations such as the Canadian Securities Course (CSC).
• Operations or Technology degree, background, or experience.
• Tax knowledge.

What We Offer

We offer a comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable. You will have the opportunity to work in a dynamic, collaborative, progressive, and high-performing team, with access to a variety of job opportunities across business and geographies.

Why RBC?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.