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Lead Analyst, High Risk Client Oversight Specialist

2 months ago

Toronto, Ontario, Canada Scotiabank Full time
About the Role

We are seeking a highly skilled and experienced Lead Analyst to join our High Risk Client Oversight team at Scotiabank. As a key member of our team, you will play a critical role in supporting the HRCO Manager and conducting reviews to identify and mitigate risks associated with high-risk customer activities.

Key Responsibilities
  • Support the HRCO Manager in overseeing the escalation process and developing mechanisms to mitigate risks associated with high-risk customer activities.
  • Conduct reviews of high-risk customer activities to ensure all identifiable risks have been mitigated.
  • Collaborate with stakeholders to develop and articulate our customer risk appetite for particular customer segments.
  • Identify and investigate high-risk clients, including potential politically exposed persons (PEPs) and/or Sanctions.
  • Develop and implement effective procedures and processes to mitigate reputational, regulatory, and financial risk to the bank.
  • Oversee projects independently or within cross-functional teams to drive consistent oversight and management of high-risk customers.
  • Provide training on managing high-risk customers to relevant stakeholders.
  • Stay up-to-date with the latest financial crimes trends and best practices.
Requirements
  • Bachelor's degree or equivalent in a relevant field, with a minimum of 3 years of experience in AML and/or risk disciplines.
  • Advanced knowledge of Canadian Banking and Wealth business units functions, procedures, products, policies, and how the various supporting units interact.
  • Working knowledge of bank accounting and internal controls.
  • Exposure to process mapping, including the use of related software and tools.
  • Ability to identify gaps and trends through existing departments in the Bank.
  • Proficient written and verbal skills to prepare communications and interact effectively with other Bank departments and external parties.
  • Excellent time management skills to meet strict deadlines.
  • Thorough knowledge of related regulatory requirements, including KYC, AML, Anti-Terrorist Financing Policies, Compliance Control & Operational Risk Self-Assessments legislation and procedures.
  • Advanced knowledge of core AML systems.
What We Offer
  • In-depth training to prepare you for the role, as well as ongoing coaching and feedback to help you succeed.
  • Competitive rewards package, including performance bonus, Employee Share Ownership Program, and Pension Plan Matching.
  • Health Benefits from day one.
  • Opportunities for career development and progression.