Compliance Officer
4 days ago
Societe Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.
The successful candidate will have a strong understanding of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity. They will also possess excellent analytical, problem-solving, and organizational skills, with the ability to balance multiple priorities in a fast-paced environment.
Key Responsibilities- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Contribute to the preparation of management metrics and reports.
- Participate in regional and global compliance initiatives and investigations.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Bachelor's Degree or equivalent.
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
- Strong interpersonal and written/verbal communication skills.
- Ability to work independently and in a team setting.
- Experience with Microsoft Word, Excel, and PowerPoint.
- Minimum of 20 vacation days + 4 personal days.
- Supportive maternity, paternity, parental, and adoption leave policy.
- Health spending and personal spending accounts.
- Fully sponsored virtual healthcare assistance and Employee Assistance Program.
- Employee Resource Groups (ERG) to engage with.
Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. We value diversity and inclusion, and strive to create a workplace that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
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Compliance Officer
4 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal candidate will have a...
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Compliance Officer
3 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal candidate will have a...
-
Compliance Officer
4 hours ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance team is seeking a skilled professional to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The successful candidate will have a...
-
Compliance Officer
6 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
5 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
2 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
2 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
5 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
6 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
-
Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
-
Compliance Officer
7 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
7 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
7 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team...
-
Compliance Officer
6 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team...
-
Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its global team in Montreal. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
7 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
7 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
2 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled professional to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
