Director of Sales Compliance
2 weeks ago
iA Financial Group is seeking a highly skilled and experienced Associate Director of Sales to join our team. As a key member of our Compliance team, you will play a critical role in ensuring that our sales communications align with regulatory requirements and are fair, balanced, and not misleading.
Key Responsibilities:- Regulatory Compliance: Stay up-to-date with regulations that govern sales communications and ensure that our team's activities are in compliance with these regulations.
- Adherence to Updated Rules: Minimize legal risks by understanding current and proposed legislation, enforcing regulations, and recommending new procedures to ensure compliance.
- Promote Continuous Learning: Foster a culture of continuous learning and knowledge management within the Compliance Sales Communications team.
- Guide and Influence Senior Leaders: Develop strong relationships with senior leaders and tailor your communication and guidance to align with their priorities.
- Participate in Special Projects: Contribute to special projects that require input and expertise, such as the development of a sales communication portal or marketing initiatives.
- Bachelor's degree in Finance, Business, or Communications.
- Minimum of 5 years of experience in a management role.
- 10 years of relevant experience in Compliance, Communications, or Sales Practices.
- Excellent knowledge of French and English, both oral and written, due to frequent interactions with internal colleagues and Francophone and Anglophone partners across Canada.
- Excellent communication and interpersonal skills.
- Advanced computer skills in the MS Office Suite (Microsoft Word, Excel, Project, PowerPoint).
iA Financial Group is a leading financial services company in Canada and the United States, with over $200 billion in assets and a commitment to innovation and excellence. We strive to create a workplace that is inclusive and respectful of all employees, regardless of their background or identity. If you are a motivated and experienced professional looking for a new challenge, we encourage you to apply for this exciting opportunity.
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Director of Sales Compliance
2 weeks ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director of SalesiA Financial Group is seeking a highly skilled Associate Director of Sales to oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Regulatory Compliance: Stay current with regulations that oversee and enforce rules. Understand and apply rules from the...
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Associate Director, Sales and Compliance
1 month ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, Sales and ComplianceiA Financial Group is seeking an experienced Associate Director, Sales and Compliance to join our team. As a key member of our organization, you will be responsible for overseeing the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all...
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Associate Director, Sales and Compliance
1 month ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, Sales and ComplianceiA Financial Group is seeking an experienced Associate Director, Sales and Compliance to join our team. As a key member of our organization, you will be responsible for overseeing the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure that...
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Associate Director, Sales and Compliance
1 month ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, Sales and ComplianceiA Financial Group is seeking an experienced Associate Director, Sales and Compliance to join our team. As a key member of our organization, you will be responsible for overseeing the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure that...
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Associate Director, Sales and Compliance
1 month ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, Sales and ComplianceiA Financial Group is seeking an experienced Associate Director, Sales and Compliance to join our team. As a key member of our organization, you will be responsible for overseeing the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Ensure all...
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Compliance Director
1 month ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, Sales CommunicationiA Financial Group is seeking a highly skilled and experienced Associate Director, Sales Communication to join our team. As a key member of our Compliance team, you will play a critical role in ensuring that our sales and marketing communications align with regulatory requirements and are fair, balanced, and...
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Compliance Director
1 month ago
Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director, Sales CommunicationiA Financial Group is seeking a highly skilled and experienced Associate Director, Sales Communication to join our team. As a key member of our Compliance team, you will play a critical role in ensuring that our sales and marketing communications align with regulatory requirements and are fair, balanced, and...
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Montreal, Quebec, Canada iA Financial Group Full timeJob Title: Associate Director of Sales and Marketing ComplianceJob Summary:iA Financial Group is seeking an experienced Associate Director of Sales and Marketing Compliance to oversee the firm's compliance with rules and regulations related to sales and marketing communications. The successful candidate will ensure that all communications align with...
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