Audit Quality Risk Management Senior Manager

2 months ago


Toronto, Ontario, Canada RSM Full time
About RSM

RSM is a leading provider of professional services to the middle market globally. Our purpose is to empower our clients and people to realize their full potential. We strive to create an inclusive culture and talent experience that sets us apart from others.

Job Summary

We are seeking a Senior Manager of Audit Quality and Risk to join our team. This role will be responsible for monitoring the firm's audit practice, facilitating inspections, and ensuring compliance with regulatory requirements. The successful candidate will have a strong background in audit quality and risk management, excellent communication skills, and the ability to lead and motivate teams.

Responsibilities
  • Assist and report to the Audit Quality and Risk Leader in Canada
  • Lead and oversee the engagement level monitoring/internal monitoring program to ensure alignment with firm, global, and regulatory requirements
  • Lead and oversee monitoring related to the firm's System of Quality Management (SOQM) and its implementation of CSQM1/ISQM1
  • Plan and assist with the inspection of the firm by its regulatory bodies, including CPAB, PCAOB, CPA Provincial bodies, and CIRO
  • Coach and support engagement teams going through external file inspections
  • Work closely with other members of AQRM and assist with the annual evaluation of the System of Quality Management
  • Lead and contribute to the performance of Root Cause Analysis on audit quality issues
  • Prepare and present status updates for leadership and prepare communications for senior executives
  • Perform other monitoring and quality initiatives as directed by the Quality Control Inquiry Committee, NORM Leader, and/or Audit Quality and Risk Leader
Requirements
  • Bachelor's degree
  • CPA license in good standing (in principal place of business)
  • A minimum of 8 years of post-qualification experience
  • Working knowledge of CAS, IFRS, and ASPE
  • Strong oral and written communication skills
  • Robust performance history and demonstration of excellence
  • Strong social and people skills and ability to adapt quickly to change
  • Ability to communicate information clearly and concisely to diverse audiences
  • Ability to develop and maintain applicable professional and internal contacts, resources, and networks
  • Ability to maintain confidentiality and discretion with respect to internal information
  • Exhibit high attention to detail and strong proofreading skills
  • Demonstrate strong leadership skills, including the ability to guide, mentor, and develop team members
  • Strong analytical, organizational, and planning skills for multiple and/or complex projects
  • Collaborates with all levels of stakeholders to achieve results
Preferred Qualifications
  • CPAB, CPA Provincial accounting regulatory bodies, or PCAOB inspection experience
  • Experience with audit tools, such as CaseWare, IDEA, Data Snipper, Alteryx, or other similar tools
  • Ability to adapt quickly to changes in the firm and regulatory environment
  • Ability to respond positively to changing circumstances and seek and implement change to drive business improvement
  • Experience auditing internal controls in a large professional services firm or similar environment would be an asset
  • Ability to supervise, direct, and review the results of inspections, projects, and assignments
  • Ability to lead by understanding team dynamics
  • Ability to support, affect, and implement change
About Our Benefits

We offer a competitive benefits and compensation package for all our people. We support and inspire you to prioritize your wellbeing by delivering personalized, holistic programming for your physical, emotional, financial, and community wellbeing. Learn more about our total rewards at [insert link].

Compensation Range: $105,000 - $178,500

Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance.



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