Compliance Officer

1 month ago

Toronto, Ontario, Canada CB Canada Full time
Job Title: Compliance Analyst/Officer

CB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON. As a key member of our Canadian Banking Compliance (CBC) team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and guidelines.

Key Responsibilities:
  • Provide guidance and oversight to Canadian Banking businesses on regulatory requirements and controls.
  • Assist businesses in managing their regulatory compliance and conduct risk.
  • Develop and maintain compliance programs, including relevant training, monitoring, and reporting.
  • Support the implementation and sustainability of an effective first-line oversight program within the business.
  • Detect and mitigate violations of regulatory or internal policy requirements.
  • Independently monitor and assess the effectiveness of business regulatory compliance controls.
  • Report on existing and emerging regulatory compliance issues and risks to Compliance senior management, business senior management, and regulators as required.
Requirements:
  • 1-3 years' experience in regulatory compliance, legal, or risk management.
  • Strong critical thinking, organizational, and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • Ability to liaise with internal stakeholders, including executives, to prepare reports.
  • Knowledge of Canadian Banking products, policies, and processes is preferred.
What We Offer:
  • A dynamic and collaborative work environment.
  • Opportunities for professional growth and development.
  • A competitive salary and benefits package.

CB Canada is an equal opportunities employer and welcomes applications from diverse candidates. If you are a motivated and detail-oriented individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.

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