Regulatory Affairs and Compliance Manager

6 days ago

Toronto, Ontario, Canada TSX Inc. Full time

Job Summary

We are seeking a highly skilled and experienced Senior Legal Counsel to join our team at TSX Inc. as a Regulatory Affairs Specialist. This is an exciting opportunity for a talented lawyer to provide legal and regulatory support to our equities exchanges and partner with business to achieve desired outcomes.

Key Responsibilities

  • Provide legal and regulatory advice to our equities exchanges, including TSX, TSXV, and Alpha, to ensure compliance with relevant laws and regulations.
  • Collaborate with business stakeholders to develop and implement strategies to achieve desired outcomes, including the design and implementation of new or modified businesses, products, and services.
  • Advise internal stakeholders on legal and regulatory risks associated with new initiatives and develop strategies to mitigate or manage such risks.
  • Provide clear and actionable recommendations supported by thoughtful analysis on legal and regulatory issues, taking into account broader business considerations.
  • Be actively involved in all aspects of the board and regulatory approval process for changes to exchange rules and fees and new product offerings.
  • Cultivate strong working relationships with the staff of key regulators.
  • Build and maintain expertise in evolving policy developments, regulatory requirements, or expectations in Canada and other jurisdictions applicable to our equities exchanges and the securities industry generally, and advise internal stakeholders to support strong compliance and maintenance of best practices.
  • Assist with advocacy in areas of regulatory reform, including drafting responses to requests for comment on proposals that may affect TSX Group businesses, with input from relevant stakeholders.

Requirements

  • Member of a law society in any province of Canada in good standing.
  • 3-7 years of legal experience in securities, corporate, and/or commercial law with a reputable company or top-tier law firm.
  • Experience as a securities lawyer and strong understanding of securities regulation is an asset.
  • Interest in equities trading, capital markets, new regulatory developments, and financial innovation.
  • Strong advocacy skills, and the ability to succinctly explain complex matters to audiences with varying degrees of background information.
  • Understands how to work effectively within a broader enterprise with overarching priorities.
  • Contributes to a culture of high performance, accountability, and inclusivity.
  • Strong attention to detail, but also the ability to remain focused on the big picture.
  • Recognizes the importance of understanding client needs and giving intelligent, thoughtful, and practical advice.
  • Ability to take on responsibilities autonomously and to manage numerous priorities optimally.
  • Thrives in a constantly changing environment.
  • Self-starter but also team-oriented.
  • Excellent analytical and communication skills.
  • Result-oriented and commercially astute.

About Us

TSX Inc. is a leading provider of financial services and technology solutions. We are committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide accommodations for applicants and employees who require it.

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