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Senior Manager, Compliance Risk Assessment

2 months ago

Toronto, Ontario, Canada TD Full time
Senior Manager, Compliance Risk Assessment

As a key member of our team, you will play a critical role in ensuring the bank's compliance with regulatory requirements.

The Senior Manager, Compliance Risk Assessment will be responsible for implementing and executing the Compliance Risk Assessment program to support Global Compliance in meeting our regulatory expectations.

  • Develop and execute the Compliance Risk Assessment methodology and its execution across all TD business lines.
  • Lead the evolution of the Compliance Risk Assessment program and process improvements.
  • Ensure the Compliance Risk Assessment program meets global regulatory requirements.

You will work closely with the Compliance Executive team and lead the Compliance Risk Assessment process within the organization, working with Risk Owners and Control Functions.

  • Lead discussions on the evolution of the Compliance Risk Assessment methodology within Compliance.
  • Develop and deliver training sessions, workshops, and challenge sessions for Compliance Risk Assessment.
  • Integrate Compliance Risk Assessment results, which are a key input into the Compliance Director's opinion.

You will need to have a solid understanding of business operations and analytical skills to consolidate clear analysis and concise recommendations.

  • Lead quality assurance activities related to Compliance Risk Assessment.
  • Contribute to project plans, estimates, and status updates.

We are guided by our vision of being a better bank and our goal of enriching the lives of our customers, communities, and colleagues.