Compliance Risk Manager

2 months ago

Toronto, Ontario, Canada CB Canada Full time
Job Description

CB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON.

Key Responsibilities:
  • Regulatory Compliance Oversight: Provide guidance and oversight to our Canadian Banking businesses on regulatory requirements and controls, ensuring compliance with relevant laws and regulations.
  • Compliance Program Development: Develop and maintain compliance programs, including relevant training, monitoring, and reporting requirements.
  • Regulatory Change Management: Provide input on proposed changes to regulatory requirements or guidelines and serve as a subject matter expert as those changes are implemented.
  • Emerging Risk Assessment: Assess emerging regulatory or industry risks and recommend policy and/or action to the business.
  • Inventory of Requirements: Maintain inventories of regulatory requirements applicable to the business, assess risks, and work with business partners to map corresponding controls.
  • Preventive Guidance: Review new products and processes, participate in business-initiated projects, and provide advice on regulatory requirements.
  • Compliance Controls: Provide guidance to the business in establishing day-to-day regulatory compliance controls.
  • Issue Management: Provide guidance throughout the life cycle of an issue, from detection to resolution.
  • Reporting: Report identified or emerging risks to senior management within Compliance, the business, applicable Boards, and regulators as required.
Requirements:
  • Regulatory Knowledge: Understand regulatory requirements and apply that knowledge to business-specific scenarios.
  • Experience: 1-3 years' experience related to regulatory compliance, legal, or risk management.
  • Communication Skills: Ability to liaise with internal stakeholders, including executives, to prepare reports.
  • Critical Thinking: Strong critical thinking, organizational, and problem-solving skills; time management.
  • Interpersonal Skills: Strong interpersonal skills with the ability to interact at all levels of the Bank with superior organizational awareness.
Preferred Qualifications:
  • Canadian Banking Knowledge: Knowledge of Canadian Banking products, policies, and processes is preferred.

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