Senior Investigator, AML

4 weeks ago

Toronto, Ontario, Canada Scotiabank Full time

Requisition ID: 205808

At Scotiabank, we are committed to creating a diverse and inclusive work environment where everyone has the opportunity to succeed. We are seeking a highly skilled Senior Investigator to join our team in the Canadian Financial Intelligence Unit (FIU), the Special Investigations Unit (SIU), or the SIU Projects team (SIUP).

The Senior Investigator will contribute to the overall success of the organization by conducting money laundering (ML) and/or terrorist financing (TF) investigations. This role requires a strong understanding of financial transactions, technology, and complex financial systems. The ideal candidate will have a minimum of 2 years of experience in AML and/or risk disciplines, with a proven track record of conducting thorough and accurate investigations.

Key responsibilities of the Senior Investigator include:

• Conducting ML/TF investigations, including clearly reasoned findings and maintaining supporting information, in accordance with Enterprise AML and internal policies and procedures.

• Performing increased risk and/or complex investigations, and providing recommendations and reports on investigative trends and outcomes.

• Investigating Client records, activities, and account information to determine whether unusual activity may indicate RGS.

• Identifying and investigating high-risk Clients, including potential politically exposed persons (PEPs)/politically exposed foreign persons (PEFPs), and referring to internal partners as appropriate.

• Preparing and delivering investigative results to the appropriate staff.

• Identifying and reporting RGS within regulatory reporting requirements and timelines.

• Recommending risk-mitigation actions and next steps at the conclusion of case investigations, including demarketing, retain, or Caution List recommendations.

• Providing mentoring, coaching, and feedback regarding recommendations and best practices for enterprise investigations, as appropriate.

• Sharing subject matter expertise and providing specialized advice, guidance, and direction to team members on ML/TF and case investigations.

• Maintaining up-to-date knowledge and skill sets relevant for ML/TF, Sanctions, and other regulatory matters to perform case investigations.

• Identifying challenges and obstacles related to the team's objectives and escalating them accordingly.

• Understanding how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.

• Champions a high-performance environment and contributes to an inclusive work environment.

The ideal candidate will have a strong understanding of AML laws and regulations, as well as excellent analytical and problem-solving skills. If you are a motivated and detail-oriented individual with a passion for AML and risk management, we encourage you to apply for this exciting opportunity.

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