Current jobs related to Senior Manager, Registration Operations - Old Toronto, Ontario - CIRO OCRI

  • Registration Manager

    1 month ago

    Toronto, Ontario, Canada Direct Travel Full time

    **Job Summary:** Registration Manager responsible for managing registration database, producing reports, and ensuring data integrity for global programs and experiences. Embark on a new career journey with Direct Travel, a leading provider of corporate travel management services. As a Registration Manager, you will be responsible for managing the...

  • Executive Director of Senior Living

    4 weeks ago

    Old Toronto, Ontario, Canada Sienna Senior Living Full time

    Senior Executive Director OpportunitySienna Senior Living is seeking a visionary leader to serve as the Senior Executive Director of our community. As the most senior leader in our home, you will cultivate a culture of compassion, dignity, and respect for our residents. This pivotal role requires a multifaceted individual who can balance the demands of...

  • Executive Director of Senior Living

    4 weeks ago

    Old Toronto, Ontario, Canada Sienna Senior Living Full time

    Senior Executive Director OpportunitySienna Senior Living is seeking a visionary leader to serve as the Senior Executive Director of our community. As the most senior leader in our home, you will cultivate a culture of compassion, dignity, and respect for our residents. This pivotal role requires a multifaceted individual who can balance the demands of...

  • Senior Operations Manager

    4 weeks ago

    Old Toronto, Ontario, Canada Colliers International Full time

    Senior Operations ManagerColliers International is seeking a seasoned Senior Operations Manager to oversee the daily operation and routine maintenance of the Royal Bank Plaza building in downtown Toronto.This is a key leadership role that requires a strong track record in managing client and tenant relationships, preparing and presenting capital projects,...

  • Senior Operations Manager

    4 weeks ago

    Old Toronto, Ontario, Canada Colliers International Full time

    Senior Operations ManagerColliers International is seeking a seasoned Senior Operations Manager to oversee the daily operation and routine maintenance of the Royal Bank Plaza building in downtown Toronto.This is a key leadership role that requires a strong track record in managing client and tenant relationships, preparing and presenting capital projects,...

  • Senior Operations Manager

    3 weeks ago

    Old Toronto, Ontario, Canada Colliers International Full time

    Senior Operations ManagerColliers International is seeking a seasoned Senior Operations Manager to oversee the daily operation and routine maintenance of the Royal Bank Plaza building in downtown Toronto.This is a key leadership role that requires a strong track record in leading, managing, and successfully carrying out large capital projects as well as...

  • Senior Registration Leader

    3 weeks ago

    Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time

    Job Title: Director, RegistrationDepartment: RegistrationLocation: TorontoStatus: Permanent, Full-time (Hybrid)This position is responsible for delivering consistent, fair, and timely registration matters. The Director, Registration reports to the Vice-President, Registration and oversees the registration process.Key Responsibilities:Develop and implement...

  • Senior Project Manager

    3 weeks ago

    Old Toronto, Ontario, Canada City of Toronto Full time

    Job Title: Senior Project Manager/Senior EngineerJoin the City of Toronto's Engineering and Construction Services Division as a Senior Project Manager/Senior Engineer and contribute to the creation of safe and sustainable municipal infrastructure.About the RoleWe are seeking a highly experienced and skilled Senior Project Manager/Senior Engineer to lead...

  • Senior Project Manager

    3 weeks ago

    Old Toronto, Ontario, Canada City of Toronto Full time

    Job Title: Senior Project Manager/Senior EngineerJoin the City of Toronto's Engineering and Construction Services Division as a Senior Project Manager/Senior Engineer and contribute to the creation of safe and sustainable municipal infrastructure.About the RoleWe are seeking a highly experienced and skilled Senior Project Manager/Senior Engineer to lead...

  • Senior Operations Manager

    1 month ago

    Old Toronto, Ontario, Canada Resolute Digital, a Weber Shandwick Company Full time

    Job Title: Senior Operations ManagerWe are seeking a highly skilled Senior Operations Manager to join our team at Resolute Digital, a Weber Shandwick Company. As a key member of our operations team, you will be responsible for driving excellence in client operations, managing large-scale projects, and ensuring seamless delivery of services.Key...

  • Senior Operations Manager

    1 month ago

    Old Toronto, Ontario, Canada Resolute Digital, a Weber Shandwick Company Full time

    Job Title: Senior Operations ManagerWe are seeking a highly skilled Senior Operations Manager to join our team at Resolute Digital, a Weber Shandwick Company. As a key member of our operations team, you will be responsible for driving excellence in client operations, managing large-scale projects, and ensuring seamless delivery of services.Key...

  • Senior Project Manager/Senior Engineer

    3 weeks ago

    Old Toronto, Ontario, Canada City of Toronto Full time

    Job Title: Senior Project Manager/Senior EngineerWe are seeking a highly skilled and experienced Senior Project Manager/Senior Engineer to join our Engineering and Construction Services (ECS) Division.Job Summary:The successful candidate will provide project management, contract administration, technical and engineering expertise in the planning, design and...

  • Senior Project Manager

    4 weeks ago

    Old Toronto, Ontario, Canada City of Toronto Full time

    Job Title: Senior Project Manager/Senior EngineerJoin the City of Toronto's Engineering and Construction Services Division as a Senior Project Manager/Senior Engineer and contribute to the creation of safe, sustainable municipal infrastructure that makes Toronto a great place to live.About the RoleWe are seeking a highly skilled and experienced Senior...

  • Senior Project Manager

    4 weeks ago

    Old Toronto, Ontario, Canada City of Toronto Full time

    Job Title: Senior Project Manager/Senior EngineerJoin the City of Toronto's Engineering and Construction Services Division as a Senior Project Manager/Senior Engineer and contribute to the creation of safe, sustainable municipal infrastructure that makes Toronto a great place to live.About the RoleWe are seeking a highly skilled and experienced Senior...

  • Senior Manager, Business Operations

    1 month ago

    Old Toronto, Ontario, Canada Raymond James Financial Full time

    Job Title: Senior Manager, Business OperationsAt Raymond James, we're committed to developing, collaborating, deciding, delivering, and improving together.We're seeking a Senior Manager, Business Operations to join our team. As a key member of our marketing operations team, you'll play a critical role in ensuring the right processes are in place to...

  • Securities Registration Specialist

    4 weeks ago

    Toronto, Ontario, Canada CB Canada Full time

    {"title": "Registration Officer - Securities & Regulatory", "description": "Job SummaryCB Canada is seeking a highly skilled Registration Officer - Securities & Regulatory to join our team. As a key member of our organization, you will be responsible for championing a customer-focused culture, providing guidance and counsel to employees and branches on...

  • Securities Registration Specialist

    4 weeks ago

    Toronto, Ontario, Canada CB Canada Full time

    {"title": "Registration Officer - Securities & Regulatory", "description": "Job SummaryCB Canada is seeking a highly skilled Registration Officer - Securities & Regulatory to join our team. As a key member of our organization, you will be responsible for championing a customer-focused culture, providing guidance and counsel to employees and branches on...

  • Registration Manager – Bilingual French/English

    3 weeks ago

    Toronto, Ontario, Canada Direct Travel Full time

    Job Title: Registration ManagerDirect Travel is seeking a highly skilled Registration Manager to join our team. As a key member of our registration team, you will be responsible for managing the overall success of the attendee experience.Key Responsibilities:Communicate with program attendees and manage registration operationsCollaborate with internal teams,...

  • Senior Executive Operations Manager

    4 weeks ago

    Old Toronto, Ontario, Canada Jobber Full time

    Job Title: Senior Fintech Operations ManagerJobber is seeking a highly experienced Senior Fintech Operations Manager to lead our fintech operations team, working closely with our payment processor, Stripe. This role is critical in managing our payment operations, ensuring regulatory compliance, and supporting Jobber's growth by optimizing and streamlining...

  • Senior Executive Operations Manager

    4 weeks ago

    Old Toronto, Ontario, Canada Jobber Full time

    Job Title: Senior Fintech Operations ManagerJobber is seeking a highly experienced Senior Fintech Operations Manager to lead our fintech operations team, working closely with our payment processor, Stripe. This role is critical in managing our payment operations, ensuring regulatory compliance, and supporting Jobber's growth by optimizing and streamlining...

Senior Manager, Registration Operations

2 months ago

Old Toronto, Ontario, Canada CIRO OCRI Full time
Job Summary

We are seeking a highly experienced and skilled professional to lead our Registration function as Vice President, Registration. This is a key leadership role that requires a strong understanding of regulatory requirements and a proven ability to manage a large and national team.

Key Responsibilities
  • Oversee and manage the national Registration program to ensure a consistent approach to registration matters, including individual approval and registration applications, proficiency exemptions, material notices, registration hearings and review.
  • Provide direct oversight of the Toronto Registration team and ensure that registration activities are conducted in a consistent and timely manner across all CIRO offices.
  • Provide expertise, advice, and direction on novel or complex registration matters, as required.
  • Act as an internal decision maker for registration matters, as required.
  • Collaborate with Membership Intake on Membership transactions.
  • Lead the development of registration-related rule and policy concept proposals, as required.
  • Set a dynamic culture that is open to change, seeking opportunities for continuous improvement.
  • Review and assess the department's policies, procedures, and performance benchmarks to ensure their ongoing adequacy and effectiveness.
  • Oversee data reporting to the CSA members and other regulators under MOUs.
  • Develop and deliver staff training, as required.
  • In collaboration with VP, Proficiency, develop and execute on strategic plans, priorities, and projects that align with CIRO priorities.
  • Maintain and develop effective working relationships with key internal and external stakeholders, including staff from the provincial securities commissions, CIRO advisory committees, and CIRO Regional Councils.
Requirements
  • University degree. Business and/or Law Degree considered an asset.
  • Minimum of 5 years of senior management experience.
  • A regulatory background and/or experience as a Chief Compliance officer, senior compliance officer or a senior supervisor in the investment industry considered an asset.
Key Skills and Competencies
  • Demonstrated leadership and proven ability to manage a large and national team.
  • Advanced knowledge of relevant securities legislation and CIRO regulatory requirements, particularly those relating to registration.
  • Advanced knowledge of the securities industry, including operations, retail sales, and compliance.
  • Strong analytical skills and ability to think strategically.
  • Strong communication skills.
  • A proven ability to work productively and collaboratively with colleagues and various stakeholders.