Senior Business Conduct Compliance Specialist

1 week ago


Scarborough Village, Ontario, Canada the Ladders Full time
Position Title: Senior Business Conduct Compliance Examiner (ID)
Department: Business Conduct Compliance
Location: Toronto
Status: Permanent Full-time (Hybrid)

As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory standards seriously. We are seeking a highly skilled Senior Business Conduct Compliance Examiner to join our team.

Key Responsibilities:
• Develop and implement compliance programs to ensure adherence to regulatory requirements
• Conduct thorough examinations and investigations to identify potential compliance issues
• Collaborate with cross-functional teams to resolve compliance-related matters
• Stay up-to-date with regulatory changes and updates

Requirements:
• Bachelor's degree in a related field
• Proven experience in compliance or a related field
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills

Why Work with Us?
• Opportunity to work with a leading self-regulatory organization
• Collaborative and dynamic work environment
• Professional development opportunities

CIRO is an equal opportunities employer and welcomes applications from diverse candidates.

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