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Risk Governance Specialist

2 weeks ago

London, Ontario, Canada Capital One Full time
Job Description
We're seeking an experienced Compliance Programme Manager to join our team. As a key member of our Compliance Team, you will be responsible for providing regulatory advice and collaborating with business stakeholders to ensure compliance with governing regulations, internal policies, and procedures. Your expertise will be essential in developing, implementing, and managing compliance programmes and processes.

Your primary responsibilities will include advising business unit stakeholders on the application of regulatory requirements, reviewing and analysing potential exceptions, and identifying control weaknesses. You will also work closely with senior management to respond to inquiries and examinations involving regulators and auditors.